Sonoma Pharmaceuticals, Inc.·4

Jan 3, 5:03 PM ET

Trombly Amy Moss 4

4 · Sonoma Pharmaceuticals, Inc. · Filed Jan 3, 2020

Insider Transaction Report

Form 4
Period: 2019-12-31
Trombly Amy Moss
Chief Executive Officer
Transactions
  • Award

    Stock option (right to buy)

    2020-01-02+2,38015,871 total
    Exercise: $4.55Exp: 2021-01-02Common Stock (2,380 underlying)
  • Award

    Stock option (right to buy)

    2019-12-31+13,49113,491 total
    Exercise: $4.36Exp: 2019-12-31Common stock (13,491 underlying)
Footnotes (3)
  • [F1]The options vest in two equal tranches: the first half vest on 7/1/2020 and the remaining half vest on 12/31/2020.
  • [F2]The options were awarded and granted to Ms. Trombly for services performed.
  • [F3]The options vest in two equal tranches: the first half vest on 7/2/2020 and the remaining half vest on 1/2/2021.

Documents

1 file
  • 4
    ownership.xmlPrimary