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GORODNITSKY IGOR 5

Accession 0001683168-20-003700

CIK 0001376793other

View on SEC.gov Company Profile

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 5:01 PM ET

Size

26.3 KB

Accession

0001683168-20-003700

Insider Transaction Report

Form 5

Period: 2020-06-30

Cavitation Technologies, Inc.CVAT

GORODNITSKY IGOR

DirectorPresident10% Owner

Transactions

Other
Common Stock
2018-04-04−4,323,475→ 5,000,000 total
Disposition to Issuer
Warrants
2020-05-18−4,250,000→ 8,000,000 total
Exercise: $0.03From: 2012-12-18Exp: 2022-12-18→ Common Stock (4,250,000 underlying)
Award
Warrants
2020-05-18+3,000,000→ 9,000,000 total
Exercise: $0.04From: 2020-05-18Exp: 2030-05-18→ Common Stock (3,000,000 underlying)
Other
Common Stock
2014-08-28−8,000,000→ 9,323,475 total
Award
Warrants
2019-12-26+3,000,000→ 15,250,000 total
Exercise: $0.03From: 2019-12-26Exp: 2029-12-26→ Common Stock (3,000,000 underlying)
Award
Warrants
2013-05-13+2,000,000→ 6,250,000 total
Exercise: $0.03From: 2013-05-13Exp: 2023-05-13→ Common Stock (2,000,000 underlying)
Award
Warrants
2013-10-10+3,000,000→ 9,250,000 total
Exercise: $0.04From: 2013-10-10Exp: 2023-10-10→ Common Stock (3,000,000 underlying)
Award
Warrants
2020-05-18+6,250,000→ 15,250,000 total
Exercise: $0.03From: 2020-05-18Exp: 2030-05-18→ Common Stock (6,250,000 underlying)
Disposition to Issuer
Warrants
2020-05-18−3,000,000→ 12,250,000 total
Exercise: $0.04From: 2013-10-10Exp: 2023-10-10→ Common Stock (3,000,000 underlying)
Award
Warrants
2017-01-13+3,000,000→ 12,250,000 total
Exercise: $0.03From: 2017-01-13Exp: 2027-01-13→ Common Stock (3,000,000 underlying)
Disposition to Issuer
Warrants
2020-05-18−2,000,000→ 6,000,000 total
Exercise: $0.03From: 2013-05-13Exp: 2023-05-13→ Common Stock (2,000,000 underlying)

Footnotes (4)

[F1]Reporting Person transferred these shares to his ex-wife as part of a divorce settlement; there was no money received.
[F2]Reporting Person gifted these shares to his daughter; there was no money received.
[F3]Reporting Person acquired Issuer's warrants as part of compensation for Reporting Person's employment at Issuer.
[F4]These warrants were cancelled by the Company.

Documents

1 file

5
ownership.xmlPrimary

Issuer

Cavitation Technologies, Inc.

CIK 0001376793

Entity typeother

Related Parties

1

filerCIK 0001449532

Filing Metadata

Form type: 5
Filed: Nov 3, 7:00 PM ET
Accepted: Nov 4, 5:01 PM ET
Size: 26.3 KB

View on SEC.gov