Heyward Andy 4
4 · Genius Brands International, Inc. · Filed Nov 19, 2020
Insider Transaction Report
Form 4
HEYWARD ANDREW A
DirectorCEO10% Owner
Transactions
- Conversion
Common Stock, par value $0.001 per share
2020-11-17$0.21/sh+476,190$100,000→ 13,464,282 total - Conversion
0% Series A Convertible Preferred Stock
2020-11-17−100→ 0 totalExercise: $0.21→ Common Stock (476,190 underlying)
Holdings
- 990,728(indirect: See Note)
Common Stock, par value $0.001 per share
- 1,234(indirect: See Note)
Common Stock, par value $0.001 per share
Footnotes (4)
- [F1]The Reporting Person indirectly owns 990,728 shares of common stock over which the Reporting Person holds voting and dispositive power.
- [F2]The Reporting Person indirectly owns 1,234 shares of common stock held by Heyward Living Trust.
- [F3]The Preferred Stock was convertible, at the option of the Reporting Person, into shares of Common Stock.
- [F4]The Preferred Stock does not contain an expiration date.