OCONNOR SHAWN 4
4 · SIMULATIONS PLUS INC · Filed Nov 23, 2020
Insider Transaction Report
Form 4
OCONNOR SHAWN
Chief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2020-11-20$23.75/sh+20,000$475,000→ 11,881 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-11-20$23.75/sh−20,000$475,000→ 20,000 totalExercise: $23.75Exp: 2028-06-26→ Common Stock (20,000 underlying)
Holdings
- 25,000
Stock Option (Right to Buy)
Exercise: $59.97Exp: 2030-09-03→ Common Stock (25,000 underlying) - 20,000
Stock Option (Right to Buy)
Exercise: $36.11Exp: 2029-08-31→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]The Reporting Owner exercised a total of 20,000 shares using the cashless method, resulting in 11,881 shares of stock.
- [F2]Vested with 40% on August 31, 2019, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
- [F3]Vested with 40% on September 1, 2020, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
- [F4]Vested with 40% on September 5, 2021, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.