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4//SEC Filing

DENTON ROBERT L. 4

Accession 0001683168-20-004237

CIK 0001355848other
View on SEC.govCompany Profile

Filed

Dec 8, 7:00 PM ET

Accepted

Dec 9, 9:53 PM ET

Size

13.0 KB

Accession

0001683168-20-004237

Insider Transaction Report

Form 4
Period: 2020-12-07
Genius Brands International, Inc.GNUS
DENTON ROBERT L.
Chief Financial Officer
Transactions
  • Award

    Restricted Stock Units

    2020-12-07+475,000→ 475,000 total
    → Common Stock, par value $0.001 per share (475,000 underlying)
  • Award

    Employee Stock Option Grant (Right to Buy)

    2020-12-07+950,000→ 950,000 total
    Exercise: $1.39Exp: 2030-12-06→ Common Stock, par value $0.001 per share (950,000 underlying)
  • Award

    Employee Stock Option Grant (Right to Buy)

    2019-03-07+15,000→ 15,000 total
    Exercise: $1.99Exp: 2029-03-06→ Common Stock, par value $0.001 per share (15,000 underlying)
  • Award

    Employee Stock Option Grant (Right to Buy)

    2018-09-25+85,088→ 85,088 total
    Exercise: $2.09Exp: 2023-09-25→ Common Stock, par value $0.001 per share (85,088 underlying)
Footnotes (5)
  • [F1]The option was fully vested on the date of grant with respect to 380,000 shares, and 190,000 shares vest on each of the first, second and third anniversaries of December 7, 2020, subject to the Reporting Person's continued employmentof December 7, 2020, subject to the Reporting Person's continued employment.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.
  • [F3]The restricted stock units vest as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.
  • [F4]The option vested in full on December 31, 2019.
  • [F5]The options shall vest over three years as follows: options to purchase 28,363 shares shall vest on April 18, 2019, 28,363 shares shall vest on April 18, 2020 and 28,362 shares shall vest on April 18, 2021.

Documents

1 file

Issuer

Genius Brands International, Inc.

CIK 0001355848

→
Entity typeother

Related Parties

1
  • filerCIK 0001738622

Filing Metadata

Form type
4
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 9:53 PM ET
Size
13.0 KB
View on SEC.gov