4//SEC Filing
Jaffa Michael 4
Accession 0001683168-20-004238
CIK 0001355848other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 9:53 PM ET
Size
12.9 KB
Accession
0001683168-20-004238
Insider Transaction Report
Form 4
Jaffa Michael
COO, GC & Secretary
Transactions
- Award
Employee Stock Option Grant (Right to Buy)
2019-03-07+15,000→ 15,000 totalExercise: $1.99Exp: 2029-03-06→ Common Stock, par value $0.001 per share (15,000 underlying) - Award
Restricted Stock Units
2020-12-07+500,000→ 500,000 total→ Common Stock, par value $0.001 per share (500,000 underlying) - Award
Employee Stock Option Grant (Right to Buy)
2020-12-07+1,000,000→ 1,000,000 totalExercise: $1.39Exp: 2030-12-06→ Common Stock, par value $0.001 per share (1,000,000 underlying) - Award
Employee Stock Option Grant (Right to Buy)
2018-09-25+85,088→ 85,088 totalExercise: $2.09Exp: 2023-09-25→ Common Stock, par value $0.001 per share (85,088 underlying)
Footnotes (5)
- [F1]The option was fully vested on the date of grant with respect to 400,000 shares, and 200,000 shares vest on each of the first, second and third anniversaries of December 7, 2020, subject to the Reporting Person's continued employment.
- [F2]Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.
- [F3]The restricted stock units vest as follows: 166,666 shares on December 7, 2021, 166,666 shares on December 7, 2022, and 166,668 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.
- [F4]The option vested in full on December 31, 2019.
- [F5]The options shall vest over three years as follows: options to purchase 28,363 shares shall vest on April 18, 2019, 28,363 shares shall vest on April 18, 2020 and 28,362 shares shall vest on April 18, 2021.
Documents
Issuer
Genius Brands International, Inc.
CIK 0001355848
Entity typeother
Related Parties
1- filerCIK 0001738277
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 9:53 PM ET
- Size
- 12.9 KB