Mosaic ImmunoEngineering Inc.·4

Dec 16, 8:18 PM ET

LYTLE PAUL J 4

4 · Mosaic ImmunoEngineering Inc. · Filed Dec 16, 2020

Insider Transaction Report

Form 4
Period: 2020-12-16
LYTLE PAUL J
DirectorEVP, Chief Financial Officer10% Owner
Transactions
  • Award

    Restricted Stock Units

    2020-12-16$3.30/sh+37,772$124,64880,164 total
    From: 2022-08-31Common Stock (37,772 underlying)
  • Award

    Restricted Stock Units

    2020-12-16$3.30/sh+42,392$139,89442,392 total
    From: 2021-08-31Common Stock (42,392 underlying)
Footnotes (3)
  • [F1]Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock.
  • [F2]RSU's granted under the Mosaic ImmunoEngineering Inc. 2020 Omnibus Incentive Plan as part of the reporting person's annual base salary. RSUs will vest 100% on August 31, 2021, subject to the reporting person's continuous service to the Issuer on such vesting date.
  • [F3]RSU's granted under the Mosaic ImmunoEngineering Inc. 2020 Omnibus Incentive Plan as a long-term incentive grant equal to 25% of reporting person's annual base salary. RSUs will vest 100% on August 31, 2022, subject to the reporting person's continuous service to the Issuer on such vesting date.

Documents

1 file
  • 4
    ownership.xmlPrimary