Pabon Daniel 4

4 · Medicine Man Technologies, Inc. · Filed Apr 30, 2021

Form 4

Period: 2019-12-05

General Counsel

Transactions

Award
Employee Stock Option (Right to Buy)
2019-12-05+550,000→ 550,000 total
Exercise: $2.85Exp: 2029-12-04→ Common Stock (550,000 underlying)
Award
Employee Stock Option (Right to Buy)
2020-12-15+100,000→ 100,000 total
Exercise: $1.26Exp: 2030-12-14→ Common Stock (100,000 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2020-12-15−100,000→ 0 total
Exercise: $1.52Exp: 2030-03-26→ Common Stock (100,000 underlying)
Award
Employee Stock Option (Right to Buy)
2020-03-27+100,000→ 100,000 total
Exercise: $1.52Exp: 2030-03-26→ Common Stock (100,000 underlying)
Award
Employee Stock Option (Right to Buy)
2020-12-15+550,000→ 550,000 total
Exercise: $1.26Exp: 2030-12-14→ Common Stock (550,000 underlying)
Disposition to Issuer
Employee Stock Option (Right to Buy)
2020-12-15−550,000→ 0 total
Exercise: $2.85Exp: 2029-12-04→ Common Stock (550,000 underlying)

Footnotes (5)

[F1]The options vest in four (4) equal annual installments on each anniversary of the grant date, beginning on December 5, 2020.
[F2]The options vest in four (4) equal annual installments on each anniversary of the grant date, beginning on March 27, 2021.
[F3]25% of the option vested immediately upon grant on December 15, 2020. The remainder of the stock option vests in three (3) equal annual installments beginning on December 5, 2021 and the following two (2) anniversaries.
[F4]The reporting person agreed to cancellation of (i) an option to purchase 550,000 shares of common stock granted to him on December 5, 2019, and (ii) an option to purchase 100,000 shares of common stock granted to him on March 27, 2020, in each case, for a new option having a lower exercise price.
[F5]The options vest in four (4) equal annual installments beginning on March 27, 2021 and the following three (3) anniversaries.

Documents

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