4//SEC Filing
Nguyen Heidi 4
Accession 0001683168-21-005944
CIK 0001114925other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 8:55 PM ET
Size
6.5 KB
Accession
0001683168-21-005944
Insider Transaction Report
Form 4
LANTRONIX INCLTRX
Nguyen Heidi
Director
Transactions
- Sale
Common Stock
2021-11-22$7.05/sh−705,000$4,970,250→ 5,415,880 total(indirect: By TL Investment GmbH)
Holdings
- 106,454(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Represents shares of the Issuer's common stock sold by TL Investment GmbH pursuant to the underwriters' exercise on November 22, 2021 of their option to purchase additional shares of the Issuer's common stock from TL Investment GmbH in connection with an underwritten public offering at a price per share of $7.05, after deducting the underwriting discount.
- [F2]The Reporting Person serves as Vice President and as a director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities. The Reporting Person's spouse is the sole shareholder and a managing director of TL Investment GmbH.
- [F3]The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
LANTRONIX INC
CIK 0001114925
Entity typeother
Related Parties
1- filerCIK 0001894926
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 8:55 PM ET
- Size
- 6.5 KB