Jaffa Michael 4
4 · Genius Brands International, Inc. · Filed Dec 29, 2021
Insider Transaction Report
Form 4
Jaffa Michael
COO, GC & Secretary
Transactions
- Exercise/Conversion
Common Stock, par value $0.001 per share
2021-12-07+166,666→ 166,666 total - Exercise/Conversion
Restricted Stock Units
2021-12-07−166,666→ 333,334 total→ Common Stock, par value $0.001 per share (166,666 underlying)
Footnotes (2)
- [F1]Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.
- [F2]On December 7, 2020, the Reporting Person was granted 500,000 restricted stock units, vesting as follows: 166,666 shares on December 7, 2021, 166,666 shares on December 7, 2022, and 166,668 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.