Sow Good Inc.·4

Jan 5, 4:02 PM ET

Goldfarb Claudia 4

4 · Sow Good Inc. · Filed Jan 5, 2022

Insider Transaction Report

Form 4
Period: 2021-12-31
Goldfarb Claudia
DirectorChief Operating Officer10% Owner
Transactions
  • Purchase

    Warrant (right to buy)

    2021-12-31+225,000225,000 total
    Exercise: $2.21From: 2021-12-31Exp: 2031-12-31Common Stock (225,000 underlying)
Footnotes (2)
  • [F1]Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
  • [F2]Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse. The Warrants were purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Documents

1 file
  • 4
    ownership.xmlPrimary