Goldfarb Claudia 4
4 · Sow Good Inc. · Filed Mar 28, 2022
Insider Transaction Report
Form 4
Sow Good Inc.SOWG
Goldfarb Claudia
DirectorChief Operating Officer10% Owner
Transactions
- Award
COMMON STOCK
2022-03-25+5,541→ 1,766,443 total
Footnotes (3)
- [F1]Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis through December 31, 2021 and these shares reflect the December 2021 installment. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.
- [F2]The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.
- [F3]Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.