Gu Jennifer Lingjie 5

Accession 0001683168-22-002323

CIK 0001590418other

View on SEC.gov Company Profile

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 6:08 PM ET

Size

43.4 KB

Accession

0001683168-22-002323

Insider Transaction Report

Form 5

Period: 2021-12-31

FOCUS UNIVERSAL INC.FCUV

Gu Jennifer Lingjie

Director10% Owner

Transactions

Gift
Common Stock
2021-02-04−125,000→ 7,207,200 total(indirect: By Spouse)
Gift
Common Stock
2021-02-10−125,000→ 6,957,200 total(indirect: By Spouse)
Gift
Common Stock
2021-12-29−13,000→ 676,000 total(indirect: See Footnote)
Gift
Common Stock
2021-01-07−142,800→ 7,457,200 total(indirect: By Spouse)
Gift
Common Stock
2021-02-01−125,000→ 7,332,200 total(indirect: By Spouse)
Gift
Common Stock
2021-02-10+125,000→ 125,000 total(indirect: See Footnote)
Gift
Common Stock
2021-03-01−250,000→ 6,332,200 total(indirect: By Spouse)
Gift
Common Stock
2021-12-29−70,000→ 689,000 total(indirect: See Footnote)
Gift
Common Stock
2021-02-10−125,000→ 7,082,200 total(indirect: By Spouse)
Gift
Common Stock
2021-02-10+125,000→ 517,800 total(indirect: See Footnote)
Gift
Common Stock
2021-03-01−250,000→ 6,582,200 total(indirect: By Spouse)
Gift
Common Stock
2021-03-01+250,000→ 375,000 total(indirect: See Footnote)
Gift
Common Stock
2021-03-03−375,000→ 5,957,200 total(indirect: By Spouse)
Gift
Common Stock
2021-12-29−245,000→ 5,712,200 total(indirect: By Spouse)
Gift
Common Stock
2021-01-07+142,800→ 142,800 total(indirect: See Footnote)
Gift
Common Stock
2021-02-10+125,000→ 125,000 total(indirect: See Footnote)
Gift
Common Stock
2021-02-10−125,000→ 6,832,200 total(indirect: By Spouse)
Gift
Common Stock
2021-02-01+125,000→ 267,800 total(indirect: See Footnote)
Gift
Common Stock
2021-02-04+125,000→ 392,800 total(indirect: See Footnote)
Gift
Common Stock
2021-03-01+250,000→ 375,000 total(indirect: See Footnote)
Gift
Common Stock
2021-03-03+375,000→ 892,800 total(indirect: See Footnote)
Gift
Common Stock
2021-12-29+245,000→ 1,137,800 total(indirect: See Footnote)

Footnotes (12)

[F1]Edward Lee, the Reporting Person's spouse, transferred 142,800 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
[F10]Edward Lee, the Reporting Person's spouse, transferred 245,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
[F11]The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 70,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.
[F12]The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 13,000 shares of the Issuer's Common Stock to the First Evangelical Church of Diamond Bar.
[F2]Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
[F3]Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
[F4]Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
[F5]Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.
[F6]Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.
[F7]Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.
[F8]Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.
[F9]Edward Lee, the Reporting Person's spouse, transferred 375,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Documents

1 file

5
ownership.xmlPrimary

Issuer

FOCUS UNIVERSAL INC.

CIK 0001590418

→

Entity typeother

Related Parties

filerCIK 0001696444

Filing Metadata

Form type: 5
Filed: Apr 3, 8:00 PM ET
Accepted: Apr 4, 6:08 PM ET
Size: 43.4 KB

View on SEC.gov