|5Apr 4, 6:08 PM ET

Gu Jennifer Lingjie 5

5 · FOCUS UNIVERSAL INC. · Filed Apr 4, 2022

Insider Transaction Report

Form 5
Period: 2021-12-31
Gu Jennifer Lingjie
Director10% Owner
Transactions
  • Gift

    Common Stock

    2021-02-04125,0007,207,200 total(indirect: By Spouse)
  • Gift

    Common Stock

    2021-02-10125,0006,957,200 total(indirect: By Spouse)
  • Gift

    Common Stock

    2021-12-2913,000676,000 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-01-07142,8007,457,200 total(indirect: By Spouse)
  • Gift

    Common Stock

    2021-02-01125,0007,332,200 total(indirect: By Spouse)
  • Gift

    Common Stock

    2021-02-10+125,000125,000 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-03-01250,0006,332,200 total(indirect: By Spouse)
  • Gift

    Common Stock

    2021-12-2970,000689,000 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-02-10125,0007,082,200 total(indirect: By Spouse)
  • Gift

    Common Stock

    2021-02-10+125,000517,800 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-03-01250,0006,582,200 total(indirect: By Spouse)
  • Gift

    Common Stock

    2021-03-01+250,000375,000 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-03-03375,0005,957,200 total(indirect: By Spouse)
  • Gift

    Common Stock

    2021-12-29245,0005,712,200 total(indirect: By Spouse)
  • Gift

    Common Stock

    2021-01-07+142,800142,800 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-02-10+125,000125,000 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-02-10125,0006,832,200 total(indirect: By Spouse)
  • Gift

    Common Stock

    2021-02-01+125,000267,800 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-02-04+125,000392,800 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-03-01+250,000375,000 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-03-03+375,000892,800 total(indirect: See Footnote)
  • Gift

    Common Stock

    2021-12-29+245,0001,137,800 total(indirect: See Footnote)
Footnotes (12)
  • [F1]Edward Lee, the Reporting Person's spouse, transferred 142,800 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
  • [F10]Edward Lee, the Reporting Person's spouse, transferred 245,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
  • [F11]The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 70,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.
  • [F12]The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 13,000 shares of the Issuer's Common Stock to the First Evangelical Church of Diamond Bar.
  • [F2]Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
  • [F3]Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
  • [F4]Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
  • [F5]Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.
  • [F6]Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.
  • [F7]Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.
  • [F8]Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.
  • [F9]Edward Lee, the Reporting Person's spouse, transferred 375,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Documents

1 file
  • 5
    ownership.xmlPrimary