|4/AApr 4, 6:18 PM ET

Lee Edward Shihai 4/A

4/A · FOCUS UNIVERSAL INC. · Filed Apr 4, 2022

Insider Transaction Report

Form 4/AAmended
Period: 2021-01-07
Lee Edward Shihai
Director10% Owner
Transactions
  • Gift

    Common stock

    2021-03-01250,0006,332,200 total
  • Gift

    Common stock

    2021-03-01+250,000375,000 total(indirect: See Footnote)
  • Gift

    Common stock

    2021-02-10+125,000125,000 total(indirect: See Footnote)
  • Gift

    Common stock

    2021-01-07+142,800142,800 total(indirect: See Footnote)
  • Gift

    Common stock

    2021-02-01+125,000267,800 total(indirect: See Footnote)
  • Gift

    Common stock

    2021-02-01125,0007,332,200 total
  • Gift

    Common stock

    2021-02-10+125,000125,000 total(indirect: See Footnote)
  • Gift

    Common stock

    2021-02-10125,0006,832,200 total
  • Gift

    Common stock

    2021-03-01+250,000375,000 total(indirect: See Footnote)
  • Gift

    Common stock

    2021-03-03375,0005,957,200 total
  • Gift

    Common stock

    2021-02-04125,0007,207,200 total
  • Gift

    Common stock

    2021-02-10+125,000517,800 total(indirect: See Footnote)
  • Gift

    Common stock

    2021-02-10125,0006,957,200 total
  • Gift

    Common stock

    2021-03-03+375,000892,800 total(indirect: See Footnote)
  • Gift

    Common stock

    2021-01-07142,8007,457,200 total
  • Gift

    Common stock

    2021-02-04+125,000392,800 total(indirect: See Footnote)
  • Gift

    Common stock

    2021-02-10125,0007,082,200 total
  • Gift

    Common stock

    2021-03-01250,0006,582,200 total
Footnotes (9)
  • [F1]The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.
  • [F2]The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.
  • [F3]The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.
  • [F4]The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.
  • [F5]The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through his child.
  • [F6]The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through his child.
  • [F7]The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through his child.
  • [F8]The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through his child.
  • [F9]The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Documents

1 file
  • 4
    ownership.xml