Genius Brands International, Inc.·4

Dec 9, 4:31 PM ET

Jaffa Michael 4

4 · Genius Brands International, Inc. · Filed Dec 9, 2022

Insider Transaction Report

Form 4
Period: 2022-12-07
Jaffa Michael
COO, GC & Secretary
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2022-12-07+166,666333,332 total
  • Exercise/Conversion

    Restricted Stock Units

    2022-12-07166,666166,668 total
    Common Stock, par value $0.001 per share (166,666 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.
  • [F2]On December 7, 2020, the Reporting Person was granted 500,000 restricted stock units, vesting as follows: 166,666 shares on December 7, 2021, 166,666 shares on December 7, 2022, and 166,668 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.

Documents

1 file
  • 4
    ownership.xmlPrimary