Harton John Patrick 4
4 · CONSUMER PORTFOLIO SERVICES, INC. · Filed May 4, 2023
Insider Transaction Report
Form 4
Harton John Patrick
Sr. Vice President
Transactions
- Exercise/Conversion
Common Stock, no par value
2023-05-02$7.97/sh+30,000$239,100→ 239,384 total - Tax Payment
Common Stock, no par value
2023-05-02$10.62/sh−22,550$239,481→ 216,834 total - Exercise/Conversion
Common Stock, no par value
2023-05-02$3.48/sh+60,000$208,800→ 276,834 total - Tax Payment
Common Stock, no par value
2023-05-02$10.62/sh−26,637$282,885→ 250,197 total - Exercise/Conversion
Stock Option (right to buy)
2023-05-02−30,000→ 0 totalExercise: $7.97Exp: 2023-05-07→ Common Stock, No Par Value (30,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2023-05-02−60,000→ 0 totalExercise: $3.48Exp: 2023-05-12→ Common Stock, No Par Value (60,000 underlying)
Footnotes (5)
- [F1]Represents a "net exercise" of outstanding stock options. The reporting person received 7,450 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 22,550 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 2, 2023 of $10.62 per share.
- [F2]Represents a "net exercise" of outstanding stock options. The reporting person received 33,363 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 26,637 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 2, 2023 of $10.62 per share.
- [F3]Became exercisable in cumulative increments of 6,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018.
- [F4]Issued in consideration of the named person's services to the issuer.
- [F5]Became exercisable in cumulative increments of 15,000 shares on May 12, 2017, 2018, 2019, and 2020.