Straten Laurie 4
4 · CONSUMER PORTFOLIO SERVICES, INC. · Filed May 5, 2023
Insider Transaction Report
Form 4
Straten Laurie
Sr. Vice President
Transactions
- Exercise/Conversion
Common Stock, no par value
2023-05-03$7.97/sh+90,000$717,300→ 212,056 total - Tax Payment
Common Stock, no par value
2023-05-03$10.10/sh−71,020$717,302→ 141,036 total - Exercise/Conversion
Common Stock, no par value
2023-05-03$3.48/sh+60,000$208,800→ 201,036 total - Tax Payment
Common Stock, no par value
2023-05-03$10.10/sh−20,674$208,807→ 180,362 total - Exercise/Conversion
Stock Option (right to buy)
2023-05-03−90,000→ 0 totalExercise: $7.97Exp: 2023-05-07→ Common Stock, No Par Value (90,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2023-05-03−60,000→ 0 totalExercise: $3.48Exp: 2023-05-12→ Common Stock, No Par Value (60,000 underlying)
Footnotes (5)
- [F1]Represents a "net exercise" of outstanding stock options. The reporting person received 18,980 shares of common stock on net exercise of option to purchase 90,000 shares of common stock. The reporting person forfeited 71,020 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on May 3, 2023 of $10.10 per share.
- [F2]Represents a "net exercise" of outstanding stock options. The reporting person received 39,326 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 20,674 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on May 3, 2023 of $10.10 per share.
- [F3]Became exercisable in cumulative increments of 18,000 shares on May 7, 2014, 2015, 2016, 2017, and 2018.
- [F4]Issued in consideration of the named person's services to the issuer.
- [F5]Became exercisable in cumulative increments of 15,000 shares on May 12, 2017, 2018, 2019, and 2020.