Home/Filings/4/0001683168-24-007161
4//SEC Filing

Kwietniak Matthew R. 4

Accession 0001683168-24-007161

CIK 0000704562other

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 7:40 PM ET

Size

9.9 KB

Accession

0001683168-24-007161

Insider Transaction Report

Form 4
Period: 2024-10-11
Kwietniak Matthew R.
Chief Commercial Officer
Transactions
  • Sale

    Common Stock, $0.001 par value

    2024-10-14$10.15/sh119$1,20825,407 total
  • Exercise/Conversion

    Restricted Stock Units

    2024-10-1133575,112 total
    Common Stock (335 underlying)
  • Exercise/Conversion

    Common Stock, $0.001 par value

    2024-10-11+33525,526 total
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock.
  • [F2]Represents the shares sold by the reporting person pursuant to a contractual election to satisfy tax withholding obligations in connection with the vesting and release of the RSUs described in footnote 4. This sale does not represent a discretionary trade by the reporting person.
  • [F3]Represents a weighted average sales price per share. These shares were sold at prices ranging from $10.15 to $10.16. The reporting person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  • [F4]RSUs granted to the reporting person on October 11, 2021, is subject to a four (4) year vesting schedule. 25% vested on the first anniversary of the date of grant, and the remaining balance vest in twelve (12) equal quarterly installments beginning January 11, 2023 and each quarter thereafter until fully-vested, subject to the reporting person's continuous service to the Issuer on such vesting dates.

Documents

1 file

Issuer

Avid Bioservices, Inc.

CIK 0000704562

Entity typeother

Related Parties

1
  • filerCIK 0001974519

Filing Metadata

Form type
4
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 7:40 PM ET
Size
9.9 KB