BLACK RICHARD B 4
4 · APPLIED OPTOELECTRONICS, INC. · Filed Nov 18, 2024
Insider Transaction Report
Form 4
BLACK RICHARD B
Director
Transactions
- Sale
Common Stock, $.001 par value
2024-11-15$27.52/sh−10,000$275,240→ 177,813 total(indirect: By Trust)
Holdings
- 8,162(indirect: By Trust)
Common Stock, $.001 par value
Footnotes (2)
- [F1]The shares were sold by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE, to which the reporting person contributed 35,745 shares of common stock on April 26, 2019, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2024. The shares were sold in multiple transactions at actual sale prices ranging from $27.36 to $27.765 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction. The shares were held by the reporting person in a revocable living trust of which the reporting person is the trustee and beneficial owner.
- [F2]Shares held by Heather Bilandic Black Ttee dtd, of which Mr. Black's spouse is the trustee and beneficial owner.