BLACK RICHARD B 4
4 · APPLIED OPTOELECTRONICS, INC. · Filed Jan 17, 2025
Insider Transaction Report
Form 4
BLACK RICHARD B
Director
Transactions
- Sale
Common Stock, $.001 par value
2025-01-15$29.00/sh−10,000$289,951→ 157,813 total(indirect: By Trust)
Footnotes (1)
- [F1]The shares were sold by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE, to which the reporting person contributed 35,745 shares of common stock on April 26, 2019, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2024. The shares were sold in multiple transactions at actual sale prices ranging from $28.6 to $29.37 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction. The shares were held by the reporting person in a revocable living trust of which the reporting person is the trustee and beneficial owner.