Kozlowski Thomas J. Jr. 4

Accession 0001683168-25-004316

CIK 0001070050other

View on SEC.gov Company Profile

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 5:30 PM ET

Size

77.9 KB

Accession

0001683168-25-004316

Insider Transaction Report

Form 4

Period: 2015-09-16

AppTech Payments Corp.APCX

Kozlowski Thomas J. Jr.

Director

Transactions

Award
Common Stock
2016-05-25$0.95/sh+13,157$12,499→ 158,419 total
Award
Common Stock
2016-06-17$0.76/sh+3,158$2,400→ 161,577 total
Award
Common Stock
2017-08-09$0.28/sh+26,316$7,500→ 224,735 total
Award
Common Stock
2021-02-19$3.18/sh+26,316$83,738→ 277,367 total
Award
Common Stock
2021-09-23$2.38/sh+12,105$28,749→ 294,734 total
Award
Common Stock
2025-03-20$1.00/sh+250,000$250,000→ 950,442 total(indirect: By LLC)
Award
Common Stock
2025-05-22$0.15/sh+22,000$3,300→ 1,000,442 total(indirect: By IRA)
Award
Common Stock
2025-06-04$0.29/sh+10,785$3,121→ 1,054,139 total
Award
Common Stock
2025-06-05$0.29/sh+6,076$1,768→ 1,260,215 total(indirect: By LLC)
Award
Common Stock
2022-03-24$1.30/sh+7,500$9,750→ 339,602 total(indirect: By IRA)
Award
Common Stock
2022-03-28$1.29/sh+12,500$16,125→ 352,102 total
Award
Common Stock
2024-12-30$0.83/sh+100,000$83,300→ 500,442 total(indirect: By IRA)
Award
APCXW
2022-06-07$0.27/sh+9,054$2,445→ 18,010 total
Exercise: $4.15From: 2022-01-07Exp: 2027-01-07→ Common Stock (9,054 underlying)
Award
Common Stock
2015-12-28$1.43/sh+105,263$150,000→ 144,736 total(indirect: By IRA)
Award
Common Stock
2020-09-18$2.38/sh+26,316$62,501→ 251,051 total(indirect: By LLC)
Award
Common Stock
2021-11-15$3.42/sh+37,368$127,799→ 332,102 total(indirect: By LLC)
Award
Common Stock
2024-12-30$0.83/sh+200,000$166,600→ 700,442 total
Award
Common Stock
2025-05-22$0.09/sh+28,000$2,380→ 978,442 total(indirect: By LLC)
Award
Common Stock
2025-05-27$0.36/sh+15,000$5,405→ 1,040,442 total(indirect: By LLC)
Award
Common Stock
2025-06-05$1.00/sh+200,000$200,000→ 1,254,139 total(indirect: By IRA)
Award
APCXW
2022-06-06$0.27/sh+6,700$1,809→ 8,956 total
Exercise: $4.15From: 2022-01-07Exp: 2027-01-07→ Common Stock (6,700 underlying)
Award
Common Stock
2015-09-16$0.76/sh+26,316$20,000→ 26,316 total
Award
Common Stock
2016-05-23$0.95/sh+526$500→ 145,262 total
Award
Common Stock
2017-03-31$0.47/sh+36,842$17,500→ 198,419 total
Award
Common Stock
2015-12-18$0.76/sh+13,157$9,999→ 39,473 total
Award
Common Stock
2021-02-19$3.18/sh+5,262$16,744→ 282,629 total(indirect: By LLC)
Award
Common Stock
2022-10-21$0.89/sh+13,440$11,962→ 384,942 total
Award
Common Stock
2024-12-09$0.44/sh+15,500$6,820→ 400,442 total(indirect: By IRA)
Award
Common Stock
2022-06-16$0.79/sh+19,400$15,326→ 371,502 total
Award
Common Stock
2025-05-23$0.25/sh+25,000$6,295→ 1,025,442 total(indirect: By LLC)
Award
Common Stock
2025-05-29$0.28/sh+2,912$811→ 1,043,354 total
Award
Common Stock
2025-06-06$0.28/sh+27,195$7,737→ 1,287,410 total(indirect: By LLC)
Award
APCXW
2022-05-26$0.24/sh+2,256$541→ 2,256 total
Exercise: $4.15From: 2022-01-07Exp: 2027-01-07→ Common Stock (2,256 underlying)
Award
Firm Warrant 5
2024-12-30+300,000→ 780,310 total
Exercise: $1.20From: 2024-12-30Exp: 2029-12-30→ Common Stock (300,000 underlying)
Award
Firm Warrant 6
2025-03-20+250,000→ 1,030,310 total(indirect: By LLC)
Exercise: $0.90From: 2024-12-30Exp: 2029-12-30→ Common Stock (250,000 underlying)
Award
Firm Warrant 6
2025-06-05+200,000→ 1,605,310 total(indirect: By IRA)
Exercise: $0.90From: 2024-12-30Exp: 2029-12-30→ Common Stock (200,000 underlying)
Award
APCXW
2022-10-21$0.25/sh+12,300$3,075→ 30,310 total
Exercise: $4.15From: 2022-01-07Exp: 2027-01-07→ Common Stock (12,300 underlying)
Award
Firm Warrant 4
2024-12-30+200,000→ 330,310 total
Exercise: $0.90From: 2024-12-30Exp: 2029-12-30→ Common Stock (200,000 underlying)
Award
Firm Warrant 7
2025-06-05+300,000→ 1,905,310 total(indirect: By IRA)
Exercise: $1.20From: 2024-12-30Exp: 2029-12-30→ Common Stock (300,000 underlying)
Award
Firm Warrant 4
2024-12-30+100,000→ 130,310 total(indirect: By IRA)
Exercise: $0.90From: 2024-12-30Exp: 2029-12-30→ Common Stock (100,000 underlying)
Award
Firm Warrant 5
2024-12-30+150,000→ 480,310 total(indirect: By IRA)
Exercise: $1.20From: 2024-12-30Exp: 2029-12-30→ Common Stock (150,000 underlying)
Award
Firm Warrant 7
2025-03-20+375,000→ 1,405,310 total(indirect: By LLC)
Exercise: $1.20From: 2024-12-30Exp: 2029-12-30→ Common Stock (375,000 underlying)

Footnotes (5)

[F1]The Thomas J. Kozlowski, Jr. Roth IRA dated 12/31/2019. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants.
[F2]Timber Ridge Ventures, LLC, dated 7/4/2018. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants and is the Manager.
[F3]The Thomas J. Kozlowski, Jr. IRA dated 12/29/2017. Mr. Kozlowski, Jr. claims beneficial ownership of such shares and warrants.
[F4]Warrants were issued in conjunction with direct investments in the Company with a share allocation form AFIOS Partners 6, where each $0.833 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and 150% additional warrant coverage exercisable at $1.20.
[F5]Warrants were issued in conjunction with direct investments in the Company with a share allocation form AFIOS Partners 7, where each $1.00 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and 150% additional warrant coverage exercisable at $1.20.

Documents

1 file

4
ownership.xmlPrimary

Issuer

AppTech Payments Corp.

CIK 0001070050

→

Entity typeother

Related Parties

filerCIK 0002051134

Filing Metadata

Form type: 4
Filed: Jun 5, 8:00 PM ET
Accepted: Jun 6, 5:30 PM ET
Size: 77.9 KB

View on SEC.gov