LORD ALBERT L 4

Accession 0001683168-25-004341

CIK 0001070050other

View on SEC.gov Company Profile

Filed

Jun 8, 8:00 PM ET

Accepted

Jun 9, 5:30 PM ET

Size

54.1 KB

Accession

0001683168-25-004341

Insider Transaction Report

Form 4

Period: 2015-12-18

AppTech Payments Corp.APCX

LORD ALBERT L

Director

Transactions

Award
Firm Warrant 5
2025-02-04+450,000→ 750,000 total(indirect: By Trust)
Exercise: $1.20From: 2024-12-30Exp: 2029-12-30→ Common Stock (450,000 underlying)
Award
Firm Warrant 6
2025-06-05+500,000→ 5,000,000 total(indirect: By Fund)
Exercise: $0.90From: 2024-12-30Exp: 2029-12-30→ Common Stock (500,000 underlying)
Award
Common Stock
2015-12-28$1.43/sh+105,263$150,000→ 105,265 total(indirect: By Trust)
Award
Common Stock
2016-05-26$0.76/sh+13,157$9,999→ 118,422 total(indirect: By Trust)
Award
Common Stock
2021-02-23$1.90/sh+31,578$59,998→ 150,000 total(indirect: By Trust)
Award
Common Stock
2025-02-04$0.83/sh+300,000$249,900→ 450,000 total(indirect: By Trust)
Award
Common Stock
2025-06-04$0.30/sh+39,939$11,850→ 2,206,511 total(indirect: By Trust)
Award
Firm Warrant 6
2025-02-04+500,000→ 2,250,000 total(indirect: By Fund)
Exercise: $0.90From: 2024-12-30Exp: 2029-12-30→ Common Stock (500,000 underlying)
Award
Firm Warrant 4
2025-02-04+300,000→ 300,000 total(indirect: By Trust)
Exercise: $0.90From: 2024-12-30Exp: 2029-12-30→ Common Stock (300,000 underlying)
Award
Firm Warrant 7
2025-02-04+1,500,000→ 3,750,000 total(indirect: By Trust)
Exercise: $1.20From: 2024-12-30Exp: 2029-12-30→ Common Stock (1,500,000 underlying)
Award
Firm Warrant 7
2025-06-05+750,000→ 5,750,000 total(indirect: By Fund)
Exercise: $1.20From: 2024-12-30Exp: 2029-12-30→ Common Stock (750,000 underlying)
Award
Common Stock
2025-02-04$1.00/sh+1,000,000$1,000,000→ 1,450,000 total(indirect: By Trust)
Award
Common Stock
2025-05-28$0.33/sh+40,000$13,252→ 2,091,606 total(indirect: By Trust)
Award
Common Stock
2025-06-05$1.00/sh+500,000$500,000→ 2,706,511 total(indirect: By Fund)
Award
Firm Warrant 6
2025-02-04+1,000,000→ 1,750,000 total(indirect: By Trust)
Exercise: $0.90From: 2024-12-30Exp: 2029-12-30→ Common Stock (1,000,000 underlying)
Award
Common Stock
2015-12-18$0.95/sh+2$2→ 2 total(indirect: By Trust)
Award
Common Stock
2025-06-06$0.30/sh+40,000$11,980→ 2,746,511 total(indirect: By Trust)
Award
Common Stock
2025-02-04$1.00/sh+500,000$500,000→ 1,950,000 total(indirect: By Fund)
Award
Common Stock
2025-05-22$0.12/sh+33,606$4,097→ 1,983,606 total(indirect: By Trust)
Award
Common Stock
2025-05-23$0.28/sh+40,000$11,200→ 2,011,606 total(indirect: By Trust)
Award
Common Stock
2025-05-27$0.39/sh+40,000$15,796→ 2,051,606 total(indirect: By Trust)
Award
Common Stock
2025-05-29$0.30/sh+31,943$9,446→ 2,123,549 total(indirect: By Trust)
Award
Common Stock
2025-05-30$0.30/sh+36,571$10,971→ 2,160,120 total(indirect: By Trust)
Award
Common Stock
2025-06-02$0.29/sh+6,452$1,871→ 2,166,572 total(indirect: By Trust)
Award
Common Stock
2025-06-09$0.30/sh+30,183$9,055→ 2,776,694 total(indirect: By Trust)
Award
Firm Warrant 7
2025-02-04+750,000→ 4,500,000 total(indirect: By Fund(13)))
Exercise: $1.20From: 2024-12-30Exp: 2029-12-30→ Common Stock (750,000 underlying)

Footnotes (13)

[F1]The Albert L. Lord Jr. Revocable Trust dated May 10, 2017, & the Suzanne D. Lord Revocable Trust dated May 10, 2017. Mr. Lord claims beneficial ownership of such shares and is the trustee for both trusts.
[F10]Warrants were transferred by AFIOS Partners 7 to the Albert L. Lord, Jr. 2025 Spousal Estate Reduction Trust.
[F11]Warrants were issued in conjunction with direct investment to the Company, with a share allocation form AFIOS Partners 7, where each $1.00 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and one hundred fifty percent additional warrant coverage exercisable at $1.20.
[F12]Warrants were transferred by AFIOS Partners 7 to the Starfish Fund.
[F13]The Starfish Fund dated July 2, 2007. Mr. Lord claims beneficial ownership of such warrants and is the President.
[F2]Shares were transferred by AFIOS Partners 6 to the Albert L. Lord, Jr. 2025 Spousal Estate Reduction Trust.
[F3]The Albert L. Lord, Jr. 2025 Spousal Estate Reduction Trust dated January 17, 2025. Mr. Lord claims beneficial ownership of such shares and is the trustee.
[F4]Shares were transferred by AFIOS Partners 7 to the Albert L. Lord, Jr. 2025 Spousal Estate Reduction Trust.
[F5]Shares were transferred by AFIOS Partners 7 to the Starfish Fund.
[F6]The Starfish Fund dated July 2, 2007. Mr. Lord claims beneficial ownership of such shares and is the President.
[F7]Warrants were transferred by AFIOS Partners 6 to the Albert L. Lord, Jr. 2025 Spousal Estate Reduction Trust.
[F8]Warrants were issued in conjunction with direct investment to the Company with a share allocation form AFIOS Partners 6, where each $0.833 investment resulted in the issuance of one share of common stock, one warrant exercisable at $0.90, and one hundred fifty percent additional warrant coverage exercisable at $1.20.
[F9]The Albert L. Lord, Jr. 2025 Spousal Estate Reduction Trust dated January 17, 2025. Mr. Lord claims beneficial ownership of such warrants and is the trustee.

Documents

1 file

4
ownership.xmlPrimary

Issuer

AppTech Payments Corp.

CIK 0001070050

→

Entity typeother

Related Parties

filerCIK 0001065138

Filing Metadata

Form type: 4
Filed: Jun 8, 8:00 PM ET
Accepted: Jun 9, 5:30 PM ET
Size: 54.1 KB

View on SEC.gov