APPLIED OPTOELECTRONICS, INC.·4

Aug 14, 7:08 PM ET

Lin Chih-Hsiang (Thompson) 4

4 · APPLIED OPTOELECTRONICS, INC. · Filed Aug 14, 2025

Insider Transaction Report

Form 4
Period: 2025-08-12
Lin Chih-Hsiang (Thompson)
DirectorPresident and CEO
Transactions
  • Purchase

    Common Stock, $.001 par value

    2025-08-13$22.53/sh+8,850$199,3911,652,165 total
  • Purchase

    Common Stock, $.001 par value

    2025-08-12$23.14/sh+6,500$150,4101,643,315 total(indirect: By 401(k))
  • Purchase

    Common Stock, $.001 par value

    2025-08-13$22.65/sh+3,250$73,6131,655,415 total(indirect: By 401(k))
Footnotes (3)
  • [F1]These shares were purchased through 401(k) in multiple transactions on August 12, 2025 at prices ranging from $22.80 to $23.40 per share. The price reported reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  • [F2]These shares were purchased in multiple transactions on August 13, 2025 at prices ranging from $22.13 to $22.99 per share. The price reported reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  • [F3]These shares were purchased through 401(k) in multiple transaction on August 13, 2025 at prices ranging from $22.15 to $23.27 per share. The price reported reflects the weighted average purchase prices for the transactions. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Documents

1 file
  • 4
    ownership.xmlPrimary