THOMPSON DANIEL 4

Accession 0001683168-25-009171

CIK 0000811222other

View on SEC.gov Company Profile

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 6:24 PM ET

Size

46.2 KB

Accession

0001683168-25-009171

Insider Transaction Report

Form 4

Period: 2024-10-25

Cardiff Lexington CorpCDIX

THOMPSON DANIEL

DirectorChairman, CEO

Transactions

Conversion
Common Stock
2024-10-25+26,124→ 26,128 total(indirect: By Trust)
Conversion
Common Stock
2024-10-25+10,000→ 36,128 total(indirect: By Trust)
Conversion
Common Stock
2025-04-24+1,050,000→ 2,050,337 total
Conversion
Common Stock
2025-04-24+270,000→ 2,320,337 total
Conversion
Common Stock
2025-04-24+154,000→ 2,474,337 total
Conversion
Common Stock
2025-11-19+9,192,092→ 11,666,429 total
Conversion
Series B Preferred Stock
2024-10-25−13,062→ 0 total(indirect: By Trust)
From: 2013-12-05→ Common Stock (26,124 underlying)
Conversion
Series C Preferred Stock
2024-10-25−1→ 0 total(indirect: By Trust)
From: 2013-12-05→ Common Stock (10,000 underlying)
Other
Series I Preferred Stock
2024-11-20−510,704→ 4,791,796 total
From: 2018-11-21→ Common Stock (1,021,408 underlying)
Other
Series B Preferred Stock
2024-11-20+375,000→ 375,000 total
From: 2024-11-20→ Common Stock (750,000 underlying)
Other
Series C Preferred Stock
2024-11-20+24→ 24 total
From: 2024-11-20→ Common Stock (24,000 underlying)
Other
Series E Preferred Stock
2024-11-20+50,000→ 50,000 total
From: 2024-11-20→ Common Stock (100,000 underlying)
Other
Series I Preferred Stock
2025-04-09−195,750→ 4,596,046 total
From: 2018-11-21→ Common Stock (391,500 underlying)
Other
Series B Preferred Stock
2025-04-09+150,000→ 525,000 total
From: 2025-04-09→ Common Stock (300,000 underlying)
Other
Series C Preferred Stock
2025-04-09+3→ 27 total
From: 2025-04-09→ Common Stock (30,000 underlying)
Other
Series E Preferred Stock
2025-04-09+27,000→ 77,000 total
From: 2025-04-09→ Common Stock (54,000 underlying)
Conversion
Series B Preferred Stock
2025-04-24−525,000→ 0 total
From: 2025-04-09→ Common Stock (1,050,000 underlying)
Conversion
Series C Preferred Stock
2025-04-24−27→ 0 total
From: 2025-04-09→ Common Stock (270,000 underlying)
Conversion
Series E Preferred Stock
2025-04-24−77,000→ 0 total
From: 2025-04-09→ Common Stock (154,000 underlying)
Conversion
Series I Preferred Stock
2025-11-19−4,596,046→ 0 total
From: 2018-11-21→ Common Stock (9,192,092 underlying)

Footnotes (12)

[F1]On October 25, 2024, the Reporting Person converted 13,062 shares of Series B Preferred Stock into 26,124 shares of Common Stock.
[F10]Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.
[F11]Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.
[F12]Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.
[F2]On October 25, 2024, the Reporting Person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock.
[F3]On November 20, 2024, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 510,704 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the Reporting Person.
[F4]On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.
[F5]On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
[F6]On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
[F7]On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
[F8]On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
[F9]Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.

Documents

1 file

4
ownership.xmlPrimary

Issuer

Cardiff Lexington Corp

CIK 0000811222

→

Entity typeother

Related Parties

filerCIK 0001342918

Filing Metadata

Form type: 4
Filed: Dec 14, 7:00 PM ET
Accepted: Dec 15, 6:24 PM ET
Size: 46.2 KB

View on SEC.gov