FOCUS UNIVERSAL INC. 8-K

What Happened
Focus Universal Inc. reported that on December 22, 2025 it received a conditional compliance letter from the Nasdaq Listing Qualifications Staff stating the company now complies with Nasdaq Continued Listing Rule 5550(b)(1) based on the company’s December 17, 2025 Form 8-K asserting it meets the $2,500,000 minimum stockholders’ equity requirement. Previously, on June 30, 2025 Nasdaq had notified the company that it was not in compliance because its market value of listed securities had fallen below $35,000,000 and it did not meet the $2,500,000 stockholders’ equity or $500,000 net income tests.

Key Details

• June 30, 2025: Nasdaq notified Focus Universal of noncompliance due to market value < $35,000,000 and failure to meet either $2,500,000 stockholders’ equity or $500,000 net income from continuing operations.
• December 17, 2025: Focus Universal filed a Form 8‑K stating it believes it meets the $2,500,000 minimum stockholders’ equity requirement.
• December 22, 2025: Nasdaq issued a conditional compliance letter saying the company currently complies with Rule 5550(b)(1) but must show continuing compliance when it files its next periodic report.
• The company’s common stock will remain listed and traded on the Nasdaq Capital Market, subject to other Nasdaq continued listing requirements.

Why It Matters
This notice affects investors because continued Nasdaq listing preserves market access and liquidity for the company's shares. However, the compliance determination is conditional — if Focus Universal cannot provide evidence of ongoing compliance when it files its next periodic report, Nasdaq could move to delist the stock. Investors should monitor the company’s upcoming periodic filings for confirmation of maintained stockholders’ equity and other listing requirements.