BLACK RICHARD B 4
4 · APPLIED OPTOELECTRONICS, INC. · Filed Jan 5, 2026
Insider Transaction Report
Form 4
BLACK RICHARD B
Director
Transactions
- Gift
Common Stock, $.001 par value
2025-08-22−1,900→ 168,194 total(indirect: By Trust)
Footnotes (2)
- [F1]Represents a bona fide gift of shares to a 501(c)(3) non-profit organization by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE. The shares were held by the Reporting Person in a revocable living trust of which the Reporting Person is the sole trustee and beneficial owner.
- [F2]The effect of this amendment is that, 1,900 shares of Common Stock should be deducted in reporting the total number of shares beneficially owned by the Reporting Person on November 26, 2025.