APPLIED OPTOELECTRONICS, INC.·4

Feb 11, 5:11 PM ET

Lin Chih-Hsiang (Thompson) 4

4 · APPLIED OPTOELECTRONICS, INC. · Filed Feb 11, 2026

Research Summary

AI-generated summary of this filing

Updated

Applied Optoelectronics (AAOI) CEO Lin Receives 82,559 RSU Award

What Happened
Lin Chih‑Hsiang (President, CEO and Director) was granted 82,559 Restricted Stock Units (RSUs) on 2026-02-09. The award is reported as an acquisition (code A) at $0.00 per share (total reported value $0), i.e., no cash purchase was made — this is a compensation grant rather than an open‑market purchase or sale.

Key Details

  • Transaction date: 2026-02-09 (reported on Form 4 filed 2026-02-11). Filing appears timely.
  • Grant: 82,559 RSUs; reported price $0.00; transaction code A (award/grant).
  • Plan: Granted under the Amended and Restated 2021 Equity Incentive Plan.
  • Vesting: One‑sixteenth of the RSUs vests every three months commencing January 21, 2026 (i.e., quarterly vesting over 16 quarters).
  • Shares owned after transaction: Not specified in the provided filing.
  • No tax‑withholding or sale to cover taxes is indicated in the disclosed footnotes.

Context
RSUs are compensation awards that convert to shares only as they vest; they are routine executive compensation and do not represent an open‑market buy or sell. Because this is a grant tied to future vesting, it signals a retention/compensation arrangement rather than an immediate change in the insider’s market exposure.

Insider Transaction Report

Form 4
Period: 2026-02-09
Lin Chih-Hsiang (Thompson)
DirectorPresident and CEO
Transactions
  • Award

    Common Stock, $.001 par value

    [F1]
    2026-02-09+82,5591,705,277 total
Footnotes (1)
  • [F1]The Restricted Stock Units (RSUs) were granted under the Company's Amended and Restated 2021 Equity Incentive Plan, one-sixteen of the RSUs vest every three months commencing on January 21, 2026.
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin|2026-02-11

Documents

1 file
  • 4
    ownership.xmlPrimary