BLACK RICHARD B 4
4 · APPLIED OPTOELECTRONICS, INC. · Filed Mar 5, 2026
Insider Transaction Report
Form 4
BLACK RICHARD B
Director
Transactions
- Sale
Common Stock, $.001 par value
[F1]2026-03-05$95.00/sh−3,231$306,945→ 164,363 total(indirect: By Trust)
Footnotes (1)
- [F1]The shares were sold by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE, to which the reporting person contributed 10,231 shares of common stock on February 19, 2024, in a transaction that resulted in a change in form of beneficial ownership from direct to indirect. The shares were sold in multiple transactions on March 05, 2026 at actual sale price of $95.00 per share. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction. The shares were held by the reporting person in a revocable living trust of which the reporting person is the trustee and beneficial owner.
Signature
/s/ David C. Kuo, attorney in fact for Richard B. Black|2026-03-05