NOCERA, INC. 8-K

What Happened
Nocera, Inc. (NCRA) filed an 8-K on April 20, 2026 disclosing that on April 17, 2026 the Nasdaq Listing Qualifications Staff notified the company it no longer meets the $2.5 million minimum stockholders’ equity requirement under Nasdaq Listing Rule 5550(b)(1). In its Form 10-K for the year ended December 31, 2025, Nocera reported stockholders’ equity of $(440,735) and also does not meet the alternative continued-listing standards (market value of listed securities or net income from continuing operations). The company has until June 1, 2026 (45 days from the letter) to submit a plan to regain compliance; if Nasdaq accepts the plan, Nasdaq may grant up to a 180-calendar-day extension to demonstrate compliance. The Nasdaq notice does not affect current listing or trading — Nocera common stock will continue trading on The Nasdaq Capital Market under the symbol “NCRA.”

Key Details

• Nasdaq letter dated April 17, 2026; 8-K filed April 20, 2026.
• Required minimum stockholders’ equity: $2.5 million (Nasdaq Rule 5550(b)(1)).
• Reported stockholders’ equity (per 2025 Form 10-K): $(440,735).
• Company must submit a compliance plan by June 1, 2026; possible extension up to 180 days if plan is accepted.
• Trading unaffected for now; company intends to submit a plan to regain compliance.

Why It Matters
This notice signals a regulatory compliance risk: if Nocera cannot convince Nasdaq it will regain the required equity level, the company could face delisting, which would likely reduce liquidity and could materially affect shareholder value. Investors should note the clear timeline (plan due June 1, 2026) and uncertainty around whether Nasdaq will accept any remediation plan or grant an extension. For now, shares continue to trade on Nasdaq, but the filing highlights an elevated risk until the company demonstrates compliance.