APPLIED OPTOELECTRONICS, INC.·4

May 28, 4:03 PM ET

DeLaney Cynthia 4

4 · APPLIED OPTOELECTRONICS, INC. · Filed May 28, 2026

Research Summary

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Applied Optoelectronics (AAOI) Director Cynthia DeLaney Sells Shares

What Happened

  • Cynthia DeLaney, a director of Applied Optoelectronics, sold 56,575 shares in open-market transactions on May 26, 2026. The Form 4 reports a weighted-average sale price of $189.23 per share, for total proceeds of approximately $10,705,602. The filing identifies the transaction as a sale (transaction code S).

Key Details

  • Transaction date and prices: May 26, 2026; actual sale prices ranged from $185.00 to $194.78 per share (weighted average $189.23 as reported). (See footnote F1.)
  • Total shares sold: 56,575; reported proceeds ≈ $10,705,602.
  • Shares owned after transaction: not specified in the provided excerpt of the filing—check the full Form 4 for the "Amount Owned Following Reported Transaction" field if needed.
  • Beneficial ownership note: the shares were held directly by Norman Stephan Kinsella (Ms. DeLaney’s spouse); Ms. DeLaney disclaims beneficial ownership of securities held by her spouse except for any indirect pecuniary interest. (Footnote F2.)
  • Timeliness: Form 4 filed May 28, 2026 for a May 26 transaction — filed within the typical two-business-day reporting window for Form 4s.

Context

  • This was a sale (liquidity event), which is common for insiders for reasons such as diversification or transfers; it does not by itself indicate the company’s prospects. The sale was executed in multiple trades at varying prices; the filing reports the weighted-average price but offers to provide per-trade details on request (F1).

Insider Transaction Report

Form 4
Period: 2026-05-26
Transactions
  • Sale

    Common Stock, $.001 par value

    [F1]
    2026-05-26$189.23/sh56,575$10,705,60259,647 total
Holdings
  • Common Stock, $.001 par value

    [F2]
    (indirect: By Spouse)
    2,380
Footnotes (2)
  • [F1]The shares were sold in multiple transactions on May 26, 2026 at actual sale prices ranging from $185.00 to $194.78 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
  • [F2]Held directly by Norman Stephan Kinsella, the spouse of Cynthia DeLaney. Ms. DeLaney disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by her spouse, except to the extent of any indirect pecuniary interest therein.
Signature
/s/ David C. Kuo, attorney in fact for Cynthia (Cindy) DeLaney|2026-05-28

Documents

1 file
  • 4
    ownership.xmlPrimary