Yeh Shu-Hua (Joshua) 4
4 · APPLIED OPTOELECTRONICS, INC. · Filed Jun 8, 2026
Research Summary
AI-generated summary of this filing
Applied Optoelectronics (AAOI) Senior VP Yeh Shu‑Hua Sells Shares
What Happened Yeh Shu‑Hua (Senior Vice President and Asia General Manager) sold a total of 10,000 AAOI shares in open‑market transactions on June 4, 2026. The Form 4 lists two reported lots: 5,000 shares at a weighted average price of $204.75 (proceeds $1,023,750) and 5,000 shares at $205.39 (proceeds $1,026,950), for aggregate proceeds of about $2,050,700. These were sales (transaction code S), not purchases.
Key Details
- Transaction date: June 4, 2026; Form 4 filed June 8, 2026 (appears timely under the typical two‑business‑day rule).
- Reported lots: 5,000 @ $204.75 ($1,023,750) and 5,000 @ $205.39 ($1,026,950); total ≈ $2.05M.
- Footnotes: First lot sold in multiple trades at actual prices $203.93–$205.50 (weighted avg reported). Second lot sold in multiple trades at actual prices $205.00–$206.00 (weighted avg reported). The filer will provide per‑trade details on request.
- Shares owned after the transaction: Not specified in the provided filing.
Context These were open‑market sales by a senior executive. Sales are common and can reflect many reasons (diversification, tax planning, etc.); they are not by themselves a clear signal about the company’s prospects. The filing includes footnotes explaining the reported prices are weighted averages across multiple trades.
Insider Transaction Report
- Sale
Common Stock, $.001 par value
[F1]2026-06-04$204.75/sh−5,000$1,023,750→ 457,430 total - Sale
Common Stock, $.001 par value
[F2]2026-06-04$205.39/sh−5,000$1,026,950→ 452,430 total
Footnotes (2)
- [F1]The shares were sold in multiple transactions on June 4, 2026 at actual sale prices ranging from $203.93 to $205.50 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
- [F2]The shares were sold in multiple transactions on June 4, 2026 at actual sale prices ranging from $205.00 to $206.00 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.