Atomera Inc·4

Jun 10, 4:02 PM ET

Mears Robert J 4

4 · Atomera Inc · Filed Jun 10, 2026

Research Summary

AI-generated summary of this filing

Updated

Atomera (ATOM) CTO Robert J. Mears Exercises Options, Sells Shares

What Happened

  • Robert J. Mears, Chief Technology Officer of Atomera (ATOM), exercised stock options and sold shares on June 8–9, 2026. He exercised a total of 48,115 options for cash payments totaling approximately $342,480 (exercise prices $7.01 and $7.65). Over the same two days he sold a total of 55,168 shares in open-market transactions for aggregate proceeds of about $464,479 (sales at $8.20, $8.50 and $8.75).
  • The filing also shows a matching set of derivative “Disposed” entries (48,115 shares at $0) consistent with conversion/transfer steps tied to the option exercises. Overall, this series of transactions reflects option exercises combined with near‑term sales (routine liquidity), not an open‑market buy.

Key Details

  • Transaction dates/prices: June 8–9, 2026. Exercises at $7.01 and $7.65; sales at $8.20, $8.50 and $8.75.
  • Shares exercised (acquired): 48,115 for ~$342,480 total cash paid.
  • Shares sold (disposed in open market): 55,168 for ~$464,479 total proceeds.
  • Additional derivative dispositions: 48,115 shares reported as disposed at $0 (conversion/processing entries related to the exercises).
  • Footnotes: F1 — exercises were effected pursuant to a Rule 10b5-1 trading plan; F2 — sales were effected pursuant to a Rule 10b5-1 trading plan.
  • Filing: Report filed 2026-06-10 covering trades on 2026-06-08 and 2026-06-09. The filing does not indicate it was late.
  • Shares owned after the transactions: Not specified in the provided filing excerpt.

Context

  • These were option exercises (insider paid exercise prices to acquire shares) followed by sales. The paired $0 “Disposed” derivative entries likely reflect conversion/transfer steps (e.g., broker transfers, shares used to cover exercise/taxes, or internal processing) rather than additional cash sales.
  • Transactions were done under pre-established 10b5-1 plans — meaning the exercises and sales were pre-arranged and automated, which is common for planned liquidity and reduces the inference that trades reflect new information or immediate sentiment.

Insider Transaction Report

Form 4
Period: 2026-06-08
Mears Robert J
Chief Technology Officer
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-06-08$7.01/sh+10,000$70,100287,950 total
  • Sale

    Common Stock

    [F1]
    2026-06-08$8.20/sh10,000$82,000277,950 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-06-08$7.01/sh+10,000$70,100287,950 total
  • Sale

    Common Stock

    [F1]
    2026-06-08$8.20/sh8,863$72,677279,087 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-06-08$7.65/sh+8,115$62,080287,202 total
  • Sale

    Common Stock

    [F1]
    2026-06-08$8.50/sh7,313$62,161279,889 total
  • Sale

    Common Stock

    [F2]
    2026-06-08$8.20/sh9,980$81,836269,909 total
  • Sale

    Common Stock

    [F2]
    2026-06-08$8.20/sh1,000$8,200268,909 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-06-09$7.01/sh+10,000$70,100278,909 total
  • Sale

    Common Stock

    [F1]
    2026-06-09$8.75/sh10,000$87,500268,909 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-06-09$7.01/sh+10,000$70,100278,909 total
  • Sale

    Common Stock

    [F1]
    2026-06-09$8.75/sh8,012$70,105270,897 total
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    [F1]
    2026-06-0810,00028,465 total
    Exercise: $7.01From: 2017-09-01Exp: 2027-03-20Common Stock (10,000 underlying)
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    [F1]
    2026-06-0910,00018,465 total
    Exercise: $7.01From: 2017-09-01Exp: 2027-03-20Common Stock (10,000 underlying)
  • Exercise/Conversion

    Incentive Stock Option (right to buy)

    [F1]
    2026-06-088,11510,000 total
    Exercise: $7.65From: 2016-11-12Exp: 2026-10-12Common Stock (8,115 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    [F1]
    2026-06-0810,00042,378 total
    Exercise: $7.01From: 2017-09-01Exp: 2027-03-20Common Stock (10,000 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    [F1]
    2026-06-0910,00032,378 total
    Exercise: $7.01From: 2017-09-01Exp: 2027-03-20Common Stock (10,000 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    2,666
Footnotes (2)
  • [F1]The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
  • [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Signature
By: Mindi Zimmer, as Attorney-in-Fact For: Robert J. Mears|2026-06-10

Documents

1 file
  • 4
    ownership.xmlPrimary