APPLIED OPTOELECTRONICS, INC.·4

Jun 11, 5:27 PM ET

Yeh William H 4

4 · APPLIED OPTOELECTRONICS, INC. · Filed Jun 11, 2026

Research Summary

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Applied Optoelectronics (AAOI) Director Yeh William H Receives Award

What Happened Yeh William H, a director of Applied Optoelectronics, was granted 1,166 shares in the form of Restricted Stock Units (RSUs) on 2026-06-09. The Form 4 reports an acquisition price of $0 for the award (no cash paid). This is a grant/compensation event rather than an open-market purchase or sale.

Key Details

  • Transaction date: 2026-06-09; reported on Form 4 filed 2026-06-11.
  • Transaction type/code: Award/Grant (A); shares granted: 1,166; acquisition price: $0.
  • Shares owned after transaction: Not provided in the supplied data.
  • Footnote: Granted as RSUs under the Company's 2026 Equity Incentive Plan. Vesting: 1/12th of the total number of shares vests on the same day each month beginning July 5, 2026, until fully vested.
  • Filing timeliness: Filed two days after the transaction date (appears timely for a Form 4).

Context RSUs are compensation that convert into actual shares as they vest; they are not immediate purchases or sales and typically indicate compensation alignment rather than a direct market sentiment signal. The monthly vesting schedule means Yeh will receive portions of these shares over the next 12 months (subject to continued service and plan terms).

Insider Transaction Report

Form 4
Period: 2026-06-09
Transactions
  • Award

    Common Stock, $.001 par value

    [F1]
    2026-06-09+1,166239,985 total
Footnotes (1)
  • [F1]These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2026 Equity Incentive Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 5, 2026, until all shares have vested.
Signature
/s/ David C. Kuo, attorney in fact for William H. Yeh|2026-06-11

Documents

1 file
  • 4
    ownership.xmlPrimary