APPLIED OPTOELECTRONICS, INC.·4

Jun 16, 4:52 PM ET

Yeh Shu-Hua (Joshua) 4

4 · APPLIED OPTOELECTRONICS, INC. · Filed Jun 16, 2026

Research Summary

AI-generated summary of this filing

Updated

Applied Optoelectronics (AAOI) SVP Yeh Shu-Hua Sells 52,223 Shares

What Happened
Senior Vice President and Asia General Manager Yeh Shu-Hua (Joshua) sold a total of 52,223 AAOI shares on June 12, 2026. Of these, 23,397 shares were disposed to satisfy tax withholding obligations at $172.78/share (proceeds $4,042,534) and 28,826 shares were sold in the open market at a weighted average price of $166.53/share (proceeds $4,800,394). Combined proceeds were about $8.84 million. This activity is a sale (routine/liquidity), not a purchase.

Key Details

  • Transaction date: June 12, 2026; Form 4 filed June 16, 2026 (timely — within two business days).
  • Shares sold: 23,397 (tax withholding) at $172.78; 28,826 (open-market) at weighted avg $166.53.
  • Total proceeds: ~$8.84 million.
  • Shares owned after transaction: not stated in the provided filing.
  • Footnotes: F1 indicates shares withheld to satisfy tax withholding; F2 notes the open-market sales occurred in multiple trades at prices ranging $163.78–$171.80, with the filing showing the weighted average and offering to provide detailed trade-level info on request.

Context
The F-coded disposition indicates shares were withheld to meet tax obligations (commonly following option exercises or vesting); because some shares were also sold on the open market the overall event resembles a cashing-out/liquidity action. Sales by insiders are common and don't necessarily indicate a change in company outlook; purchases typically carry more weight for signaling bullishness.

Insider Transaction Report

Form 4
Period: 2026-06-12
Yeh Shu-Hua (Joshua)
*** See Remarks
Transactions
  • Tax Payment

    Common Stock, $.001 par value

    [F1]
    2026-06-12$172.78/sh23,397$4,042,534429,033 total
  • Sale

    Common Stock, $.001 par value

    [F2]
    2026-06-12$166.53/sh28,826$4,800,394400,207 total
Footnotes (2)
  • [F1]Consists of shares withheld to satisfy applicable tax withholding obligations.
  • [F2]The shares were sold in multiple transactions on June 12, 2026, at sale prices ranging from $163.78 to $171.8 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh|2026-06-16

Documents

1 file
  • 4
    ownership.xmlPrimary