APPLIED OPTOELECTRONICS, INC.·4

Jun 18, 4:49 PM ET

Yeh Shu-Hua (Joshua) 4

4 · APPLIED OPTOELECTRONICS, INC. · Filed Jun 18, 2026

Research Summary

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Applied Optoelectronics (AAOI) SVP Yeh Shu-Hua Sells 6,000 Shares

What Happened
Yeh Shu-Hua (Joshua), Senior Vice President and Asia General Manager of Applied Optoelectronics, sold 6,000 shares of AAOI stock on June 18, 2026. The shares were disposed in open-market/private sales at a weighted average price of $171.89 per share, generating total proceeds of $1,031,340. The transaction is coded as a sale (S) on the Form 4.

Key Details

  • Transaction date: 2026-06-18.
  • Shares sold: 6,000; weighted average price: $171.89; total proceeds: $1,031,340.
  • Price range reported: $171.00 to $173.51 per share (sales executed in multiple transactions).
  • Footnote: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2026; the filer will provide per-transaction details upon request.
  • Shares owned after the transaction: Not disclosed in this Form 4.
  • Filing timeliness: Form filed with period and filing date of 2026-06-18 (appears timely; not marked late).

Context
This filing reports a sale. Sales by executives are common and may reflect routine liquidity or portfolio management; they do not by themselves indicate the insider’s view of the company. The presence of a 10b5-1 plan means the trades were executed under a prearranged plan (here adopted the same day), which can allow automatic selling according to set terms.

Insider Transaction Report

Form 4
Period: 2026-06-18
Yeh Shu-Hua (Joshua)
*** See Remarks
Transactions
  • Sale

    Common Stock, $.001 par value

    [F1]
    2026-06-18$171.89/sh6,000$1,031,340394,207 total
Footnotes (1)
  • [F1]These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 18, 2026. The shares were sold in multiple transactions at actual sale prices ranging from $171.00 to $173.51 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh|2026-06-18

Documents

1 file
  • 4
    ownership.xmlPrimary