4Accepted Jul 23, 5:11 PM ET
AAOI CEO Lin Chih-Hsiang Surrenders Shares to Cover Taxes
Accepted (ET)
5:11 PM
Jul 23, 2026
Filed
Jul 23, 2026
Documents
1
Size
11.9 KB
Summary
AAOI CEO Lin Chih-Hsiang Surrenders Shares to Cover Taxes
What Happened
- Lin Chih-Hsiang (President & CEO, Director) surrendered a total of 15,640 shares of Applied Optoelectronics (AAOI) to the company to satisfy tax-withholding obligations upon the vesting of restricted stock units. The transactions occurred on 2026-07-22 at $119.26 per share, for an aggregate value of approximately $1,865,226.
- Breakdown by lot: 8,753 shares ($1,043,883), 2,332 shares ($278,114), 2,524 shares ($301,012), and 2,031 shares ($242,217). Transaction code F indicates the dispositions were for tax withholding (share surrender), not an open-market sale.
Key Details
- Transaction date: 2026-07-22; filing date: 2026-07-23 (no late filing indicated).
- Price per share: $119.26; total shares surrendered: 15,640; total value ≈ $1.87M.
- Shares owned after transaction: Not specified in the filing.
- Footnotes: Each line reflects shares surrendered to satisfy tax withholding for RSU vesting from awards granted on 6/26/2023, 4/29/2024, 4/11/2025, and 2/9/2026. An additional footnote discloses certain securities held indirectly in a Family Trust and disclaims beneficial ownership except as noted.
- Transaction code meaning: F = shares withheld/surrendered to cover tax liability on vested awards.
Context
- These were withholding/surrender actions tied to RSU vesting (a routine administrative disposition), not open-market sales — generally not taken as a directional signal about the insider’s view of the stock.
- For retail investors, purchases are typically more informative than tax-withholding share surrenders; this filing documents compensation-related withholding rather than a voluntary sale.