4//SEC Filing
Madrona Investment Partners III 4
Accession 0001685189-19-000008
CIK 0001366561other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 7:52 PM ET
Size
27.1 KB
Accession
0001685189-19-000008
Insider Transaction Report
Form 4
SMARTSHEET INCSMAR
Madrona Venture Fund III-A LP
10% Owner
Transactions
- Conversion
Class A Common Stock
2019-09-19+244,959→ 244,959 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Class B Common Stock
2019-09-19−244,959→ 0 total(indirect: By Madrona Venture Fund III-A,L.P.)→ Class A Common Stock (244,959 underlying) - Conversion
Class B Common Stock
2019-09-19−6,132,030→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Class A Common Stock (6,132,030 underlying) - Conversion
Class B Common Stock
2019-09-19−32,692→ 0 total(indirect: By Madrona Venture Fund IV-A, L.P.)→ Class A Common Stock (32,692 underlying) - Conversion
Class A Common Stock
2019-09-19+1,282,835→ 1,282,835 total(indirect: By Madrona Venture Fund IV, L.P.) - Conversion
Class A Common Stock
2019-09-19+32,692→ 32,692 total(indirect: By Madrona Venture Fund IV-A, L.P.) - Conversion
Class B Common Stock
2019-09-19−1,282,835→ 0 total(indirect: By Madrona Venture Fund IV, L.P.)→ Class A Common Stock (1,282,835 underlying) - Conversion
Class A Common Stock
2019-09-19+6,132,030→ 6,132,030 total(indirect: By Madrona Venture Fund III, L.P.)
Madrona Investment Partners III
10% Owner
Transactions
- Conversion
Class A Common Stock
2019-09-19+6,132,030→ 6,132,030 total(indirect: By Madrona Venture Fund III, L.P.) - Conversion
Class A Common Stock
2019-09-19+1,282,835→ 1,282,835 total(indirect: By Madrona Venture Fund IV, L.P.) - Conversion
Class B Common Stock
2019-09-19−32,692→ 0 total(indirect: By Madrona Venture Fund IV-A, L.P.)→ Class A Common Stock (32,692 underlying) - Conversion
Class B Common Stock
2019-09-19−6,132,030→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Class A Common Stock (6,132,030 underlying) - Conversion
Class B Common Stock
2019-09-19−1,282,835→ 0 total(indirect: By Madrona Venture Fund IV, L.P.)→ Class A Common Stock (1,282,835 underlying) - Conversion
Class A Common Stock
2019-09-19+244,959→ 244,959 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Class A Common Stock
2019-09-19+32,692→ 32,692 total(indirect: By Madrona Venture Fund IV-A, L.P.) - Conversion
Class B Common Stock
2019-09-19−244,959→ 0 total(indirect: By Madrona Venture Fund III-A,L.P.)→ Class A Common Stock (244,959 underlying)
Madrona Venture Fund IV, LP
10% Owner
Transactions
- Conversion
Class A Common Stock
2019-09-19+1,282,835→ 1,282,835 total(indirect: By Madrona Venture Fund IV, L.P.) - Conversion
Class B Common Stock
2019-09-19−32,692→ 0 total(indirect: By Madrona Venture Fund IV-A, L.P.)→ Class A Common Stock (32,692 underlying) - Conversion
Class A Common Stock
2019-09-19+6,132,030→ 6,132,030 total(indirect: By Madrona Venture Fund III, L.P.) - Conversion
Class A Common Stock
2019-09-19+244,959→ 244,959 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Class A Common Stock
2019-09-19+32,692→ 32,692 total(indirect: By Madrona Venture Fund IV-A, L.P.) - Conversion
Class B Common Stock
2019-09-19−6,132,030→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Class A Common Stock (6,132,030 underlying) - Conversion
Class B Common Stock
2019-09-19−244,959→ 0 total(indirect: By Madrona Venture Fund III-A,L.P.)→ Class A Common Stock (244,959 underlying) - Conversion
Class B Common Stock
2019-09-19−1,282,835→ 0 total(indirect: By Madrona Venture Fund IV, L.P.)→ Class A Common Stock (1,282,835 underlying)
Madrona Venture Fund IV-A, LP
10% Owner
Transactions
- Conversion
Class A Common Stock
2019-09-19+244,959→ 244,959 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Class A Common Stock
2019-09-19+32,692→ 32,692 total(indirect: By Madrona Venture Fund IV-A, L.P.) - Conversion
Class B Common Stock
2019-09-19−6,132,030→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Class A Common Stock (6,132,030 underlying) - Conversion
Class A Common Stock
2019-09-19+6,132,030→ 6,132,030 total(indirect: By Madrona Venture Fund III, L.P.) - Conversion
Class A Common Stock
2019-09-19+1,282,835→ 1,282,835 total(indirect: By Madrona Venture Fund IV, L.P.) - Conversion
Class B Common Stock
2019-09-19−244,959→ 0 total(indirect: By Madrona Venture Fund III-A,L.P.)→ Class A Common Stock (244,959 underlying) - Conversion
Class B Common Stock
2019-09-19−1,282,835→ 0 total(indirect: By Madrona Venture Fund IV, L.P.)→ Class A Common Stock (1,282,835 underlying) - Conversion
Class B Common Stock
2019-09-19−32,692→ 0 total(indirect: By Madrona Venture Fund IV-A, L.P.)→ Class A Common Stock (32,692 underlying)
Madrona Venture Fund III L P
10% Owner
Transactions
- Conversion
Class B Common Stock
2019-09-19−6,132,030→ 0 total(indirect: By Madrona Venture Fund III, L.P.)→ Class A Common Stock (6,132,030 underlying) - Conversion
Class B Common Stock
2019-09-19−244,959→ 0 total(indirect: By Madrona Venture Fund III-A,L.P.)→ Class A Common Stock (244,959 underlying) - Conversion
Class B Common Stock
2019-09-19−1,282,835→ 0 total(indirect: By Madrona Venture Fund IV, L.P.)→ Class A Common Stock (1,282,835 underlying) - Conversion
Class B Common Stock
2019-09-19−32,692→ 0 total(indirect: By Madrona Venture Fund IV-A, L.P.)→ Class A Common Stock (32,692 underlying) - Conversion
Class A Common Stock
2019-09-19+6,132,030→ 6,132,030 total(indirect: By Madrona Venture Fund III, L.P.) - Conversion
Class A Common Stock
2019-09-19+244,959→ 244,959 total(indirect: By Madrona Venture Fund III-A, L.P.) - Conversion
Class A Common Stock
2019-09-19+1,282,835→ 1,282,835 total(indirect: By Madrona Venture Fund IV, L.P.) - Conversion
Class A Common Stock
2019-09-19+32,692→ 32,692 total(indirect: By Madrona Venture Fund IV-A, L.P.)
Footnotes (3)
- [F1]Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation.
- [F2]These securities are held of record by Madrona Venture Fund III, L.P. ("Madrona III") and Madrona Venture Fund III-A, L.P. ("Madrona III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes.
- [F3]These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona IV") and Madrona Venture Fund IV-A, L.P. ("Madrona IV-A"), as applicable. Madrona Investment Partners IV, L.P.("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona Fund IV and Madrona Fund IV-A. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the securities' inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes.
Documents
Issuer
SMARTSHEET INC
CIK 0001366561
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001685189
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 7:52 PM ET
- Size
- 27.1 KB