Home/Filings/4/0001685928-18-000003
4//SEC Filing

Lovechio Joseph A 4

Accession 0001685928-18-000003

CIK 0000106640other

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 6:34 PM ET

Size

39.4 KB

Accession

0001685928-18-000003

Insider Transaction Report

Form 4
Period: 2018-02-16
Lovechio Joseph A
VICE PRESIDENT AND CONTROLLER
Transactions
  • Exercise/Conversion

    Common Stock

    2018-02-16+4,0006,207 total
  • Exercise/Conversion

    Common Stock

    2018-02-19+115,090 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-16410 total
    Common (41 underlying)
  • Exercise/Conversion

    Common Stock

    2018-02-16+412,238 total
  • Disposition to Issuer

    Common Stock

    2018-02-16412,197 total
  • Exercise/Conversion

    Common Stock

    2018-02-16+142,211 total
  • Tax Payment

    Common Stock

    2018-02-16$172.70/sh4$6912,207 total
  • Tax Payment

    Common Stock

    2018-02-16$172.70/sh1,128$194,8065,079 total
  • Tax Payment

    Common Stock

    2018-02-19$172.70/sh3$5185,087 total
  • Exercise/Conversion

    Common Stock

    2018-02-19+325,119 total
  • Disposition to Issuer

    Common Stock

    2018-02-19325,087 total
  • Award

    Deferred Stock

    2018-02-16+411,144.331 total
    Common (41 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-16140 total
    Common (14 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-164,0000 total
    Common (4,000 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-19110 total
    Common (11 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-19320 total
    Common (32 underlying)
  • Award

    Deferred Stock

    2018-02-19+321,176.331 total
    Common (32 underlying)
  • Award

    Restricted Stock Units

    2018-02-19+364364 total
    Common (364 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2018-02-19+1,6421,642 total
    Exercise: $172.70Exp: 2028-02-19Common (1,642 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    393.952
Footnotes (6)
  • [F1]Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
  • [F2]Upon the vesting of restricted stock units granted to the reporting person on 02/16/2018, the reporting person deferred the receipt of 41 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 41 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.
  • [F3]Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
  • [F4]Upon the vesting of restricted stock units granted to the reporting person on 02/19/2018, the reporting person deferred the receipt of 32 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 32 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.
  • [F5]Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.
  • [F6]Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.

Issuer

WHIRLPOOL CORP /DE/

CIK 0000106640

Entity typeother

Related Parties

1
  • filerCIK 0001685928

Filing Metadata

Form type
4
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 6:34 PM ET
Size
39.4 KB