Jones Robert Scott 4/A
4/A · Alteryx, Inc. · Filed Dec 14, 2020
Insider Transaction Report
Form 4/AAmended
Jones Robert Scott
Chief Revenue Officer
Transactions
- Sale
Class A Common Stock
2020-11-30$119.50/sh−4,166$497,837→ 39,412 total - Sale
Class A Common Stock
2020-12-01$115.45/sh−1,139$131,498→ 39,412 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-12-01−1,139→ 14,802 totalExercise: $68.26Exp: 2029-03-03→ Class A Common Stock (1,139 underlying) - Conversion
Class A Common Stock
2020-11-30+4,166→ 43,578 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-11-30−4,166→ 8,333 totalExercise: $13.84Exp: 2027-02-06→ Class B Common Stock (4,166 underlying) - Exercise/Conversion
Class A Common Stock
2020-12-01$68.26/sh+1,139$77,748→ 40,551 total - Exercise/Conversion
Class B Common Stock
2020-11-30+4,166→ 4,166 totalExercise: $0.00→ Class A Common Stock (4,166 underlying) - Conversion
Class B Common Stock
2020-11-30−4,166→ 0 totalExercise: $0.00→ Class A Common Stock (4,166 underlying)
Footnotes (7)
- [F1]Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
- [F2]Includes (i) 39,391 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 21 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 14, 2020.
- [F3]Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on February 25, 2020.
- [F4]This amended Form 4 is being filed solely due to an administrative error and amends and restates in its entirety the original Form 4 filed on December 1, 2020.
- [F5]The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 30, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) on each vesting date.
- [F6]Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
- [F7]The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) on each vesting date.