4//SEC Filing
Stoecker Dean 4
Accession 0001689923-24-000035
CIK 0001689923other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 4:48 PM ET
Size
71.0 KB
Accession
0001689923-24-000035
Insider Transaction Report
Form 4
Stoecker Dean
DirectorChairman of the Board & CEO10% Owner
Transactions
- Disposition to Issuer
Class B Common Stock
2024-03-19−193,748→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (193,748 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−100,000→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (100,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-03-19−93,584→ 0 totalExercise: $68.26Exp: 2029-03-03→ Class A Common Stock (93,584 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2024-03-19−187,500→ 0 totalExercise: $12.30Exp: 2026-11-28→ Class B Common Stock (187,500 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−100,000→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (100,000 underlying) - Disposition to Issuer
Class A Common Stock
2024-03-19−5,520→ 0 total - Disposition to Issuer
Class A Common Stock
2024-03-19−77,500→ 0 total(indirect: By Trust) - Disposition to Issuer
Class A Common Stock
2024-03-19−12,449→ 0 total(indirect: By LLC) - Disposition to Issuer
Class A Common Stock
2024-03-19−10,599→ 0 total(indirect: By LLC) - Disposition to Issuer
Class B Common Stock
2024-03-19−2,626,125→ 0 total(indirect: By Trust)Exercise: $0.00→ Class A Common Stock (2,626,125 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−193,748→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (193,748 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−423,451→ 0 totalExercise: $0.00→ Class A Common Stock (423,451 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−390,690→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (390,690 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−207,253→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (207,253 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−80,000→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (80,000 underlying) - Disposition to Issuer
Class B Common Stock
2024-03-19−100,000→ 0 total(indirect: By LLC)Exercise: $0.00→ Class A Common Stock (100,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-03-19−50,505→ 0 totalExercise: $153.26Exp: 2030-02-18→ Class A Common Stock (50,505 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-03-19−153,471→ 0 totalExercise: $27.09Exp: 2028-01-05→ Class A Common Stock (153,471 underlying)
Footnotes (7)
- [F1]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.
- [F2]Pursuant to the Merger Agreement and that certain Executive Chairman Agreement, dated October 2, 2020, by and between the Reporting Person and the Issuer, effective as of the effective time of the Merger, this unvested award of restricted stock units was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price, less applicable withholding taxes.
- [F3]At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.
- [F4]The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
- [F5]The Reporting Person has sole voting and dispositive authority with respect to the shares owned by the LLC.
- [F6]At the effective time of the Merger, this option to purchase shares of the Issuer's common stock had an exercise price per share that was greater than or equal to the Per Share Price and, pursuant to the terms of the Merger Agreement, was cancelled for no consideration or payment.
- [F7]At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement.
Documents
Issuer
Alteryx, Inc.
CIK 0001689923
Entity typeother
Related Parties
1- filerCIK 0001699950
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 4:48 PM ET
- Size
- 71.0 KB