Home/Filings/4/0001692276-20-000011
4//SEC Filing

DANGEL WOLFGANG H 4

Accession 0001692276-20-000011

CIK 0001024795other

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 2:09 PM ET

Size

15.8 KB

Accession

0001692276-20-000011

Insider Transaction Report

Form 4
Period: 2020-02-28
Transactions
  • Award

    Non-qualified Stock Options (right to buy)

    2020-02-28+6,9586,958 total
    Exercise: $39.75Exp: 2030-02-28Common Stock (6,958 underlying)
  • Award

    Performance-Based Restricted Stock Units

    2020-02-28+13,91513,915 total
    Exercise: $0.00Common Stock (13,915 underlying)
  • Award

    Restricted Stock Units

    2020-02-28+6,9586,958 total
    Exercise: $0.00Common Stock (6,958 underlying)
Holdings
  • Common Stock

    49,728.567
  • Performance-based Restricted Stock Units

    Exercise: $0.00Common Stock (8,456 underlying)
    8,456
  • Common Stock

    (indirect: By Trust)
    145.511
  • Restricted Stock Units

    Exercise: $0.00Common Stock (5,638 underlying)
    5,638
Footnotes (8)
  • [F1]Reflects allocations of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
  • [F2]Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.
  • [F3]Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.
  • [F4]Each RSU represents the right to receive, following vesting, one share of Common Stock.
  • [F5]Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
  • [F6]Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.
  • [F7]Restricted stock units granted to reporting person on 2/22/2019, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
  • [F8]Performance-based restricted stock units granted to the reporting person on 2/22/2019, unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022.

Issuer

HELIOS TECHNOLOGIES, INC.

CIK 0001024795

Entity typeother

Related Parties

1
  • filerCIK 0001466102

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 2:09 PM ET
Size
15.8 KB