Nealis Melanie M 4

Accession 0001692276-21-000003

CIK 0001024795other

View on SEC.gov Company Profile

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 5:52 PM ET

Size

25.7 KB

Accession

0001692276-21-000003

Insider Transaction Report

Form 4

Period: 2021-01-28

HELIOS TECHNOLOGIES, INC.HLIO

Nealis Melanie M

Chief Legal & Compliance Offic

Transactions

Award
Performance-Based Restricted Stock Units
2021-01-28+4,394→ 4,394 total
Exercise: $0.00→ Common Stock (4,394 underlying)
Award
Non-qualified Stock Options (right to buy)
2021-01-28+2,197→ 2,197 total
Exercise: $55.03Exp: 2031-01-28→ Common Stock (2,197 underlying)
Award
Restricted Stock Units
2021-01-28+2,197→ 2,197 total
Exercise: $0.00→ Common Stock (2,197 underlying)

Holdings

Restricted Stock Units
Exercise: $0.00→ Common Stock (2,657 underlying)
2,657
Common Stock
7,495.721
Restricted Stock Units
Exercise: $0.00→ Common Stock (2,745 underlying)
2,745
Performance-based Restricted Stock Units
Exercise: $0.00→ Common Stock (4,117 underlying)
4,117
Performance-Based Restricted Stock Units
Exercise: $0.00→ Common Stock (5,314 underlying)
5,314
Restricted Stock Units
Exercise: $0.00→ Common Stock (5,418 underlying)
5,418
Non-qualified Stock Options (right to buy)
Exercise: $39.75Exp: 2030-02-28→ Common Stock (2,657 underlying)
2,657

Footnotes (10)

[F1]Includes shares purchased and dividend reinvestment shares through the Helios Technologies, Inc. Employee Stock Purchase Plan (281.3945 through the quarter ended January 2, 2021).
[F10]Each performance-based RSU granted to reporting person on 2/29/2019 represents the right to receive, following vesting, up to 150% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2019 and ending on the last day of the fiscal year of 2021.
[F2]Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.
[F3]Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
[F4]Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.
[F5]Each RSU granted to reporting person on 4/27/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock twenty four months from the grant date.
[F6]Each RSU granted to reporting person on 2/28/2020 represents the right to receive, following vesting, one share of Common Stock. Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2020 and ending on the last day of the fiscal year of 2022.
[F7]Each RSU granted to reporting person on 2/28/2020 represents the right to receive, following vesting, one share of Common Stock. 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
[F8]Stock Options granted to reporting person on 2/28/2020; unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.
[F9]Restricted stock units granted to reporting person on 2/22/2019, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Documents

2 files

Issuer

HELIOS TECHNOLOGIES, INC.

CIK 0001024795

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Entity typeother

Related Parties

filerCIK 0001744724

Filing Metadata

Form type: 4
Filed: Jan 31, 7:00 PM ET
Accepted: Feb 1, 5:52 PM ET
Size: 25.7 KB

View on SEC.gov