4//SEC Filing
Jensen Mark C. 4
Accession 0001697936-21-000002
CIK 0001590715other
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 1:18 PM ET
Size
21.4 KB
Accession
0001697936-21-000002
Insider Transaction Report
Form 4
Jensen Mark C.
DirectorChief Executive Officer10% Owner
Transactions
- Exercise of In-Money
Warrant
2021-04-28$1.50/sh−1,329$1,994→ 15,430 total(indirect: By LLC)Exercise: $1.50From: 2020-06-01Exp: 2022-06-01→ Class A Common Stock (1,329 underlying) - Exercise/Conversion
Class A Common Stock
2021-04-28$1.05/sh+5,419$5,690→ 5,144,896 total - Exercise/Conversion
Class A Common Stock
2021-04-28$1.05/sh+14,101$14,806→ 15,430 total(indirect: By LLC) - Exercise/Conversion
Class A Common Stock
2021-04-28$1.50/sh+1,329$1,994→ 15,430 total(indirect: By LLC) - Exercise/Conversion
Class A Common Stock
2021-04-28$1.50/sh+500$750→ 5,144,896 total - Conversion
Convertible Debt
2021-04-28$1.05/sh→ 5,144,896 totalExercise: $1.05→ Class A Common Stock (5,419 underlying) - Exercise of In-Money
Warrant
2021-04-28$1.50/sh−500$750→ 5,144,896 totalExercise: $1.50From: 2020-04-14Exp: 2022-04-14→ Class A Common Stock (500 underlying) - Conversion
Convertible Debt
2021-04-28$1.05/sh→ 15,430 total(indirect: By LLC)Exercise: $1.05→ Class A Common Stock (14,101 underlying)
Holdings
- 74,551(indirect: By LLC)
Class A Common Stock
Footnotes (12)
- [F1]Represents conversion of convertible debt held by Reporting Person
- [F10]Reporting Person converted all of its Convertible Debt and accrued interest held in Issuer.
- [F11]Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures on 04/14/2022.
- [F12]Represents conversion of convertible debt and accrued interest held by Reporting Person.
- [F2]Represents exercise of warrants held by Reporting Person.
- [F3]Represents conversion of convertible debt held indirectly by Reporting Person.
- [F4]Represents exercise of warrants held indirectly by Reporting Person.
- [F5]Represents conversion of convertible debt and accrued interest held indirectly by Reporting Person.
- [F6]Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures earliest on 06/01/2022.
- [F7]Entity for which Reporting Person is a beneficial owner converted all of its Convertible Debt and accrued interest held in Issuer.
- [F8]Entity for which Reporting Person is a beneficial owner exercised all of its Warrants held in Issuer.
- [F9]Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.
Documents
Issuer
American Resources Corp
CIK 0001590715
Entity typeother
Related Parties
1- filerCIK 0001697940
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 1:18 PM ET
- Size
- 21.4 KB