Sauve Thomas M. 4

4 · American Resources Corp · Filed Apr 29, 2021

Form 4

Period: 2021-04-28

DirectorPresident10% Owner

Transactions

Exercise/Conversion
Class A Common Stock
2021-04-28$1.50/sh+886$1,329→ 10,287 total(indirect: By LLC)
Exercise/Conversion
Class A Common Stock
2021-04-28$1.05/sh+58,127$61,033→ 4,394,137 total
Conversion
Convertible Debt
2021-04-28$1.05/sh→ 0 total(indirect: By LLC)
Exercise: $1.05→ Class A Common Stock (9,401 underlying)
Exercise/Conversion
Class A Common Stock
2021-04-28$1.05/sh+9,401$9,871→ 10,287 total(indirect: By LLC)
Conversion
Convertible Debt
2021-04-28$1.05/sh→ 0 total
Exercise: $1.05→ Class A Common Stock (58,127 underlying)
Exercise of In-Money
Warrant
2021-04-28$1.50/sh−886$1,329→ 0 total(indirect: By LLC)
Exercise: $1.50From: 2020-06-01Exp: 2022-06-01→ Class A Common Stock (886 underlying)

Holdings

Footnotes (11)

[F1]Represents conversion of convertible debt held by Reporting Person.
[F10]Entity for which Reporting Person is a beneficial owner exercised all of its Warrants held in Issuer.
[F11]Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.
[F2]Represents conversion of convertible debt held indirectly by Reporting Person.
[F3]Represents exercise of warrants held indirectly by Reporting Person.
[F4]Reporting Person converted all of its Convertible Debt and accrued interest held in Issuer.
[F5]Represents conversion of convertible debt and accrued interest held by Reporting Person.
[F6]Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures on 04/14/2022.
[F7]Entity for which Reporting Person is a beneficial owner converted all of its Convertible Debt and accrued interest held in Issuer.
[F8]Represents conversion of convertible debt and accrued interest held indirectly by Reporting Person.
[F9]Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures earliest on 06/01/2022.

Documents

1 file