Burke Kate C 4
4 · ALLIANCEBERNSTEIN HOLDING L.P. · Filed Dec 14, 2021
Insider Transaction Report
Form 4
Burke Kate C
Head of Human Capital and CTO
Transactions
- Award
AB Holding Units
2021-12-10$50.94/sh+35,826$1,824,976→ 239,774 total(indirect: By Trust)
Footnotes (3)
- [F1]Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
- [F2]Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 35,826 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.
- [F3]Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021).