4//SEC Filing
Kramer Andrea Anigati 4
Accession 0001698324-25-000005
CIK 0001433642other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 4:56 PM ET
Size
17.8 KB
Accession
0001698324-25-000005
Insider Transaction Report
Form 4
Kramer Andrea Anigati
Chief Operating Officer10% Owner
Transactions
- Tax Payment
Class A Common Stock
2025-09-16$146.53/sh−736$107,846→ 63,344 total - Award
Class A Common Stock
2025-03-31$126.37/sh+42$5,308→ 64,080 total - Award
Performance Stock
2025-09-16+2,033→ 2,033 total→ Class A Common Stock (2,033 underlying)
Holdings
- 17,913(indirect: See footnote.)
Class A Common Stock
- 13,044
Performance Stock
→ Class A Common Stock (13,044 underlying) - 195,317(indirect: See footnote)
Class C Units
→ Class A Common Stock (195,317 underlying) - 135,970(indirect: See footnote)
Class B Units
→ Class A Common Stock (135,970 underlying) - 135,970
Class B Common Stock
- 5,435
Performance Stock
→ Class A Common Stock (5,435 underlying)
Footnotes (10)
- [F1]These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d).
- [F10]Held on behalf of the reporting person by HL Management Investors, LLC.
- [F2]Includes unvested restricted stock granted under the Issuer's 2017 Equity Incentive Plan.
- [F3]Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards.
- [F4]The securities reported in this row are owned by The Andrea Anigati IRA Equity Trust Company, d.b.a. Sterling Trust, Custodian FBO Andrea Anigati IRA. Ms. Anigati Kramer serves as the trustee of this trust.
- [F5]The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
- [F6]Each share of performance stock represents a contingent right to receive one share of Class A common stock of the Issuer. The performance stock vests at the end of the performance period if the Issuer's Class A common stock achieves a specified growth rate of TSR over the performance period. The performance period of the performance stock ends on September 16, 2030.
- [F7]Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2031.
- [F8]Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029.
- [F9]Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units and Class C Units of Hamilton Lane Advisors, L. L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date.
Documents
Issuer
Hamilton Lane INC
CIK 0001433642
Entity typeother
Related Parties
1- filerCIK 0001698324
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 4:56 PM ET
- Size
- 17.8 KB