Mirkin Chad A. 4
4 · EXICURE, INC. · Filed Aug 6, 2019
Insider Transaction Report
Form 4
EXICURE, INC.XCUR
Mirkin Chad A.
Director10% Owner
Transactions
- Purchase
Common Stock
2019-08-02$2.00/sh+25,000$50,000→ 25,000 total(indirect: By LLC)
Holdings
- 27,267
Common Stock
- 11,267,824(indirect: By LLC)
Common Stock
- 6,669(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]The Reporting Person is a board member of BSR Enterprises, LLC and may be deemed to share voting and dispositive power over the shares held by BSR Enterprises, LLC with the Reporting Person's spouse.
- [F3]The Reporting Person is a member of the Board of Managers of AuraSense, LLC and may be deemed to share voting and dispositive power over the shares held by AuraSense, LLC.
- [F4]The Reporting Person is the trustee of the Chad A. Mirkin Living Trust, and has voting and dispositive power over the shares held by the trust.