LEE BRIAN J 4
4 · GOLDMAN SACHS GROUP INC · Filed May 2, 2024
Insider Transaction Report
Form 4
LEE BRIAN J
Chief Risk Officer
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2024-04-30+6,584→ 18,957 total - Tax Payment
Common Stock, par value $0.01 per share
2024-04-30$430.81/sh−3,362$1,448,383→ 15,595 total - Exercise/Conversion
Performance-based Restricted Stock Units
2024-04-30−6,584→ 0 total→ Common Stock, par value $0.01 per share (6,584 underlying)
Holdings
- 14,308(indirect: See footnote)
Common Stock, par value $0.01 per share
Footnotes (3)
- [F1]On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.
- [F2]Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.
- [F3]Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.