Handman Christopher T. 4

What Happened
Christopher T. Handman, SVP & General Counsel of Roku (ROKU), had 11,898 restricted stock units (RSUs) convert to shares on June 1, 2026. To satisfy tax withholding and pursuant to a pre-arranged 10b5-1 plan, 5,900 shares were withheld/surrendered at $129.03 worth ~$761,277 and 2,999 shares were sold open-market at $127.26 for ~$381,653 — total proceeds of about $1,142,930. The conversion/vesting is recorded as an exercise/conversion of a derivative (RSU -> shares).

Key Details

• Transaction dates/prices: June 1, 2026 (RSU conversion); 5,900 shares withheld at $129.03; June 2, 2026 sale of 2,999 shares at $127.26.
• Shares involved: 11,898 RSUs vested → 11,898 shares created; 5,900 withheld for taxes; 2,999 sold under 10b5‑1; remaining ~2,999 shares likely retained.
• Notable footnotes: withholding to satisfy income tax (F1); sale under a 10b5‑1 plan (F2); each RSU equals one share (F3); RSU award vests in eight quarterly installments, first installment vested March 1, 2026 (F4).
• Filing timeliness: Form 4 filed June 3, 2026 for transactions on June 1–2 — appears timely (no late filing indicated).
• Shares owned after transaction: not disclosed in this Form 4.

Context
This transaction reflects routine vesting of RSUs and associated tax withholding/sales (a common cashless settlement). The 10b5‑1 sale plan indicates the open‑market sale was pre‑planned, not an ad‑hoc trade. These filings are factual records of compensation settlement and sales, not direct indicators of insider sentiment.