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4//SEC Filing

Cory Charles 4

Accession 0001699947-19-000004

CIK 0001689923other

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 5:59 PM ET

Size

14.4 KB

Accession

0001699947-19-000004

Insider Transaction Report

Form 4
Period: 2019-11-15
Cory Charles
Director
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2019-11-155,000107,656 total
    Exercise: $9.50From: 2018-03-10Exp: 2026-04-29Class B Common Stock (5,000 underlying)
  • Exercise/Conversion

    Class B Common Stock

    2019-11-15+5,0005,000 total
    Exercise: $0.00Class A Common Stock (5,000 underlying)
  • Conversion

    Class A Common Stock

    2019-11-15+5,00016,265 total
  • Conversion

    Class B Common Stock

    2019-11-155,0000 total
    Exercise: $0.00Class A Common Stock (5,000 underlying)
  • Sale

    Class A Common Stock

    2019-11-15$95.54/sh5,000$477,70011,265 total
Footnotes (4)
  • [F1]Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
  • [F2]Includes 1,986 unvested shares subject to an award of restricted stock units ("RSUs"). The RSUs shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 22, 2020, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.33 to $95.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  • [F4]Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.

Issuer

Alteryx, Inc.

CIK 0001689923

Entity typeother

Related Parties

1
  • filerCIK 0001699947

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:59 PM ET
Size
14.4 KB